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Showing 2711 to 2720 of 2954 search results for ULTRA-COINBASE LTD.

  1. MF Global investors – your questions answered

    News stories Published: 02/04/2012 Last modified: 23/04/2013
    On 3 February 2012, the administrators for MF Global UK Ltd announced the first distribution of client money to those affected by the firm’s insolvency. Here we answer some frequently asked questions about the situation and what this means if you

  2. FCA finalises rules to improve the protection of client money and custody assets

    Press Releases Published: 10/06/2014 Last modified: 10/06/2014
    It was first used in the failure of MF Global (UK) Ltd and has since been used in a number of other administrations.

  3. Former Moore Capital trader pleads guilty to insider dealing

    Press Releases Published: 07/11/2014 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing

  4. Important information for debt management customers of Debt Help & Advice Ltd, First Step Finance Ltd or Primary Business Solutions Ltd

    Press Releases Published: 22/05/2014 Last modified: 16/06/2014
    Important information for debt management customers of Debt Help & Advice Ltd, First Step Finance Ltd or Primary Business Solutions Ltd. ... Debt Help & Advice Ltd also uses a number of trading names, so no money should be paid to the following:.

  5. FCA fines compliance oversight officer for pension transfer failings

    Press Releases Published: 14/07/2017 Last modified: 14/07/2017
    The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB

  6. Vibe InvestLIMITED/ Vibe Invest (clone of FCA authorised firm)

    Warnings Published: 05/08/2021 Last modified: 02/11/2021
    Vibe InvestLIMITED/ Vibe Invest (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  7. FCA bans and fines two individuals for pension advice failings

    Press Releases Published: 20/03/2015 Last modified: 24/03/2020
    Lloyd Pope and Peter Legerton, former directors of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), have been banned from senior positions in financial services by the Financial Conduct Authority (FCA).

  8. FCA fines Policy Administration Services Ltd £2.8 million for poor complaints handling of mobile phone insurance policies sold by Phones 4u Ltd

    Press Releases Published: 03/07/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Policy Administration Services Limited (PAS) £2,834,700 for poor complaints handling between June 2009 and September 2011, including failing to identify the root causes of recurring issues and put

  9. T. Rowe Price International Limited (clone of authorised firm)

    Warnings Published: 18/06/2019 Last modified: 18/06/2019
    T. Rowe Price International Limited (clone of authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  10. Spindle Trades / spindletrades.com (Clone of FCA Authorised Firm)

    Warnings Published: 12/03/2024 Last modified: 12/03/2024
    Spindle Trades / spindletrades.com (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this