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Showing 2911 to 2920 of 2954 search results for ULTRA-COINBASE LTD.
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FCA obtains bankruptcy order against Mohammed Maricar following unlawful CFD forex trading promotion
Mohammed Maricar was involved with 24HR Trading Academy Ltd which unlawfully promoted and arranged forex trading using contracts for difference -
Former Swinton executives fined and banned from senior roles after insurance add-ons mis-selling
The Financial Conduct Authority (FCA) has fined three former senior executives of Swinton Group Limited (Swinton) £928,000. The FCA’s action follows previous enforcement action taken against Swinton: in 2013 it was fined £7.4m after it adopted -
FCA fines financial advice firm and bans Arthur Cobill and William Hofstetter for British Steel Pension Scheme advice and oversight failings
The FCA has fined Inspirational Financial Management Ltd (IFM), which is in administration, £897,840. -
Nordea Asset Management / Nordea Bank Bond Investments (clone of FCA authorised firm)
Nordea Asset Management / Nordea Bank Bond Investments (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing -
Fraudsters may be targeting former clients of Synergy Wealth and Westbury Private Clients
Fraudsters may be contacting former clients of the Wales-based financial advisory firm Synergy Wealth Ltd (Synergy) and London-based investment management firm Westbury Private Clients LLP (Westbury). -
FSA fines Aon Limited £5.25m for failings in its anti-bribery and corruption systems and controls
The Financial Services Authority (FSA) has today fined Aon Limited (Aon Ltd) £5.25 million for failing to take reasonable care to establish and maintain effective systems and controls to counter the risks of bribery and corruption associated with -
Payday lender Cash Genie to provide £20 million redress to over 92,000 customers
Cash Genie charged fees and interest which were unfair. For example, it charged £50 to transfer customers to its sister debt collection firm, Twyford Developments Ltd, trading as Carter Forbes, even ... £50 fee for transferring a customer’s account -
FCA fines EFG Private Bank £4.2m for failures in its anti-money laundering controls
The Financial Conduct Authority (FCA) has fined EFG Private Bank Ltd (EFG) £4.2 million for failing to take reasonable care to establish and maintain effective anti-money laundering (AML) controls for high risk customers. The failings were serious -
AXA Investment Managers UK Limited (Clone of FCA authorised firm)
AXA Investment Managers UK Limited (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this -
FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules
The final notice for The Bank of New York Mellon London Branch / The Bank of New York Mellon (International) Ltd.