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Showing 1102 to 1111 of 2398 search results for Update on Brexit.

  1. Multi-factor authentication for FCA systems

    Firms Published: 15/12/2022 Last modified: 14/06/2024
    We’re strengthening how firms and others log into some FCA systems to further protect and control access to our data.
  2. Three charged with insider dealing

    Press Releases Published: 28/04/2015 Last modified: 05/04/2023
    As part of an investigation by the FCA Manjeet Singh Mohal, Reshim Birk and Surinder Pal Singh Sappal all of Southall, Middlesex appeared before Westminster Magistrates’ court in respect of offences of insider dealing.
  3. Corporate finance firms

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.
  4. Share, bond and boiler room scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how share and bond scams work, how to avoid them and what to do if you’re scammed.
  5. Artificial Intelligence Public-Private Forum

    News stories Published: 23/01/2020 Last modified: 11/10/2022
    Financial Services AI Public Private Forum - Call for EOI
  6. Multilateral trading facilities and organised trading facilities

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.
  7. FSA - FG11/13 [pdf]

    Finalised guidance Published: 26/09/2011 Last modified: 20/10/2014
    We publish industry updates on issues or trends that we identify through our routine monitoring of financial promotions compliance. The aim of these publications is to capture emerging concerns and, where necessary, to clarify our expectations of
  8. Notify changes to individuals in a payment institution (PI) or e-money institution (EMI)

    Tasks for firms Published: 05/05/2015 Last modified: 16/08/2023
    Find out how to notify the FCA if you change the person responsible for payment services or e-money services in your PI or EMI.
  9. Notification to cease a controlled function: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Read more about how to complete a Notification to Cease a Controlled Function in Connect.
  10. Client money and assets reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR.