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Showing 1112 to 1121 of 2398 search results for Update on Brexit.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. Principles of good regulation

    About us How we regulate Published: 21/04/2016 Last modified: 20/07/2022
    The FCA considers the principles of good regulation when carrying out our work, and regulated firms must comply with our principles for businesses.

  3. Market Watch 69

    Newsletters Published: 17/05/2022 Last modified: 17/05/2022
    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.

  4. CP22/24: Broadening access to financial advice for mainstream investments

    Consultation papers Published: 30/11/2022 Last modified: 03/08/2023
    We are aiming to allow firms to provide mass-market consumers with straightforward financial needs greater access to simplified advice on investing into mainstream products

  5. Product sales data: help text and FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: help text and FAQs

  6. Regulatory Initiatives Grid - November 2023 [pdf]

    Corporate documents Published: 30/11/2023
    This grid is produced by the Financial Services Regulatory Initiatives Forum. This seventh edition of the Regulatory Initiatives Grid (the Grid) follows the summer update marking the passing of the Financial Services and Markets Act (FSMA) 2023.

  7. Apply for fund authorisation

    Tasks for firms Published: 10/05/2015 Last modified: 25/01/2024
    Investment funds established in the UK and structured as collective investment schemes (CIS) must be authorised by us to be promoted to retail investors in the UK.

  8. FCA statement regarding David John Hobbs

    Statements Published: 30/07/2013 Last modified: 23/11/2021
    On 29 July 2013 the Court of Appeal allowed the FCA’s appeal regarding the Tribunal’s decision of 22 November 2012 not to impose a prohibition order on Mr David John Hobbs.

  9. Closet trackers

    Tasks for regulated firms Published: 14/03/2018 Last modified: 16/02/2023
    Read more on how we review potential closet tracker funds and closet constrained funds as part of our ongoing supervision of UK authorised funds.

  10. Community engagement

    About us How we operate Published: 03/04/2016 Last modified: 25/01/2023
    Community engagement at the FCA aligns to three themes: future skills, developing skills and utilising skills.

  11. Electronic money institution applicants

    Firm authorisation Electronic money and payment institutions Published: 09/05/2015 Last modified: 19/06/2024
    Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA.
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