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Brexit
The UK has left the EU. Find out what this means for consumers and firms. -
Primary Market Bulletin 40
In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation. -
Personal data and market oversight
How and why the FCA uses personal data to carry out its market oversight functions. -
FCA charges Richard Jonathan Faithfull with one offence of money laundering
Following a joint investigation by the Financial Conduct Authority and City of London Police, the FCA has charged Richard Jonathan Faithfull with one offence of money laundering, contrary to Section 327 of the Proceeds of Crime Act -
Portfolio letter: FCA Supervisory strategy for the Debt Advice portfolio [pdf]
The FCA updates debt advice firms on the key risks they pose, outlining its expectations of how these risks should be mitigated, and sets out a supervisory strategy to ensure that firms meet its expectations. -
Vote Reporting: A consultation and discussion paper from the Vote Reporting Group
This Vote Reporting Group consultation proposes a voluntary, standardised and comprehensive ‘vote reporting template’ for asset managers to communicate to asset owner clients on their voting activity. -
Retirement income market data 2019/20
This page provides analysis of the latest data from firms on the retirement income market for 2019/20. -
FCA wins case in the Supreme Court
In a judgment issued today, the Supreme Court confirmed that Asset Land had been operating an unauthorised collective investment scheme (CIS) in the course of operating a land bank which involved the selling of small plots of land to investors at -
Liquidity data items: FAQs
Liquidity data items: FAQs -
The FCA data strategy: An update one year on [pdf]
In this update the FCA sets out what we have done so far to achieve our vision, and the changes we have made to ensure that the way we collect and manage data is effective and transparent. -
Prudential valuation reporting
UK banks, designated investment firms or full-scope IFPRU investment firms must send us or the PRA a Prudent Valuation Return every three months.