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Showing 1122 to 1131 of 2398 search results for Update on Brexit.

  1. Primary Market Bulletin 40

    Newsletters Published: 27/05/2022 Last modified: 30/05/2022
    In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation.
  2. Personal data and market oversight

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its market oversight functions.
  3. FCA charges Richard Jonathan Faithfull with one offence of money laundering

    Press Releases Published: 25/11/2020 Last modified: 11/02/2021
    Following a joint investigation by the Financial Conduct Authority and City of London Police, the FCA has charged Richard Jonathan Faithfull with one offence of money laundering, contrary to Section 327 of the Proceeds of Crime Act
  4. Portfolio letter: FCA Supervisory strategy for the Debt Advice portfolio [pdf]

    Correspondence Published: 27/06/2022
    The FCA updates debt advice firms on the key risks they pose, outlining its expectations of how these risks should be mitigated, and sets out a supervisory strategy to ensure that firms meet its expectations.
  5. Vote Reporting: A consultation and discussion paper from the Vote Reporting Group

    Consultation papers Published: 21/06/2023 Last modified: 22/09/2023
    This Vote Reporting Group consultation proposes a voluntary, standardised and comprehensive ‘vote reporting template’ for asset managers to communicate to asset owner clients on their voting activity.
  6. Retirement income market data 2019/20

    Data Published: 29/09/2020 Last modified: 25/05/2022
    This page provides analysis of the latest data from firms on the retirement income market for 2019/20.
  7. FCA wins case in the Supreme Court

    Press Releases Published: 20/04/2016 Last modified: 23/11/2021
    In a judgment issued today, the Supreme Court confirmed that Asset Land had been operating an unauthorised collective investment scheme (CIS) in the course of operating a land bank which involved the selling of small plots of land to investors at
  8. Liquidity data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Liquidity data items: FAQs
  9. The FCA data strategy: An update one year on [pdf]

    Data Published: 30/10/2014 Last modified: 03/08/2016
    In this update the FCA sets out what we have done so far to achieve our vision, and the changes we have made to ensure that the way we collect and manage data is effective and transparent.
  10. Prudential valuation reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    UK banks, designated investment firms or full-scope IFPRU investment firms must send us or the PRA a Prudent Valuation Return every three months.