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Showing 1282 to 1291 of 2398 search results for Update on Brexit.

  1. Adviser reporting requirements

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    The FCA needs information to show that you are complying with the Retail Distribution Review (RDR) rules. Learn how to stay compliant.
  2. Understanding complaints root cause analysis

    Focus areas Published: 15/08/2018 Last modified: 15/08/2018
    We recognise that firms of different size, scale and complexity have different systems for complaints. It is important for complaints root cause analysis (RCA) to distinguish between a symptom and the root cause of a complaint. This hypothetical
  3. Borrowers in financial difficulty (BiFD) project – supporting those facing payment difficulties due to coronavirus – interim findings

    Focus areas Published: 18/01/2022 Last modified: 03/11/2022
    In March 2021, we launched the BiFD project to ensure firms continue to support borrowers in financial difficulty. As part of this work, we have been monitoring, gathering insight and acting where we have identified concerns at individual firms.
  4. Highlights of the FCA’s new approach in 2021

    Press Releases Published: 31/12/2021 Last modified: 12/01/2022
    Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator
  5. Retirement Outcomes Review

    Market studies Published: 11/07/2017 Last modified: 11/08/2021
    We have published the final findings of our Retirement Outcomes Review, which looks at how the retirement income market is evolving since the pension freedoms were introduced in April 2015.
  6. FG15/8 - FCA's powers and procedures under the Competition Act 1998

    Finalised guidance Published: 14/07/2015 Last modified: 03/05/2022
    Guidance for firms and their advisers setting out our powers and how we investigate and enforce against potential breaches of UK competition law.
  7. Margin requirements for uncleared derivatives

    Markets Markets policy Published: 03/02/2017 Last modified: 17/07/2023
    Find out about margin requirements for uncleared derivatives under UK European Market Infrastructure Regulation (UK EMIR), counterparties and transactions subject to this, and exemptions.
  8. FCA FIRDS open for firms to test publication from 14 March 2019

    News stories Published: 08/03/2019 Last modified: 15/03/2019
    We have built FCA FIRDS (Financial Instruments Reference Data System) to replace ESMA FIRDS in the UK.
  9. Consumer investments data review 2020

    Data Published: 18/01/2021 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.
  10. June 2012 Quarterly updates [pdf]

    Archive Published: 25/06/2012 Last modified: 03/08/2016