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Showing 1392 to 1401 of 2398 search results for Update on Brexit.

  1. Settlement in enforcement cases

    About us How we regulate Published: 22/04/2016 Last modified: 27/02/2024
    An FCA settlement is a regulatory decision taken by us, the terms of which are accepted by the firm or individual concerned.
  2. Product sales data: performance data FAQs

    Registers and systems Published: 06/05/2016 Last modified: 04/01/2022
    Product sales data: new mortgage requirements: performance data FAQs
  3. Global AML and Financial Crime TechSprint

    Events Published: 10/02/2023 Last modified: 10/02/2023
    The fifth and largest FCA TechSprint, the event focused on how new technology can be used to more effectively combat money laundering and financial crime.
  4. FCA statement on proposals to introduce a public register

    Statements Published: 26/02/2018 Last modified: 26/02/2018
    Later this year, the Financial Conduct Authority (FCA) will consult on proposals to make information available on a wider range of individuals at authorised firms.
  5. Primary Market Bulletin 37

    Newsletters Published: 09/12/2021 Last modified: 09/12/2021
    In this edition we cover the implementation of our postponed rules that require issuers to publish their annual financial reports. We explain the importance of adequate business continuity procedures and review sponsor requirements to identify and
  6. Consumer warning on Larksway Investments Limited

    News stories Published: 29/11/2017 Last modified: 18/05/2021
    The FCA has stopped Larksway Investments Limited (Larksway) from providing insurance brokerage services to customers. 
  7. Corrie Bauckham Batts Limited enters liquidation

    News stories Published: 20/04/2022 Last modified: 20/04/2022
    On 20 April 2022, Corrie Bauckham Batts Limited entered liquidation. John Dean Cullen and Rachel Helen Lai of Menzies LLP were appointed as Joint Liquidators of Corrie Bauckham Batts Limited. 
  8. FCA confirms MoUs with ESMA and EU securities regulators

    Statements Published: 17/07/2020 Last modified: 17/07/2020
    The MoUs agreed by the FCA with ESMA and EU regulators will remain relevant and will come into effect at the end of the transition period.
  9. Client money and assets return data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Client money and assets return data items: FAQs
  10. FCA on fair treatment of longstanding customers review

    Statements Published: 07/09/2017 Last modified: 07/09/2017
    The FCA will update the market when decisions are made regarding the status of the remaining investigations.