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Showing 1522 to 1531 of 2398 search results for Update on Brexit.

  1. FCA publishes Terms of Reference for the Retirement Outcomes Review

    Press Releases Published: 14/07/2016 Last modified: 10/10/2016
    This update includes the results of the FCA’s recently completed review into how firms are signposting the availability of Pension Wise. ... Read the FCA’s market update on its activities on pensions and retirement income.
  2. Consumer Investments data review April 2022 – March 2023

    Data Published: 08/12/2023 Last modified: 08/12/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2022 and 31 March 2023.
  3. Two arrested in FCA insider dealing investigation

    Press Releases Published: 02/05/2013 Last modified: 05/04/2023
    On the 30 April the Financial Conduct Authority (FCA) with the assistance of the City of London Police Economic Crime Directorate executed a search warrant in West London.
  4. Applying to approve financial promotions for unauthorised persons

    Firms Published: 11/09/2023 Last modified: 28/05/2024
    Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons.
  5. FCA reviews effectiveness of UK primary capital markets

    Press Releases Published: 14/02/2017 Last modified: 11/04/2024
    The FCA is seeking feedback on how the UK primary capital markets can most effectively meet the needs of issuers and investors.
  6. Former senior trader sentenced for insider dealing

    Press Releases Published: 19/03/2015 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months
  7. Executive and non-executive limitations

    Tasks for firms Published: 10/05/2015 Last modified: 01/12/2023
    If you're a 'significant SYSC firm', follow these guidelines related to non-executive directorships (NEDs). You may need to apply to us for a modification.
  8. Model driven machine executable regulatory reporting TechSprint

    Events Published: 09/02/2023 Last modified: 09/02/2023
    Held alongside the Bank of England and facilitated by Grant Thornton, the event explored the potential for model driven, machine readable and executable regulation.
  9. A review of change and innovation in the Unsecured Credit Market (The Woolard Review)

    Corporate documents Published: 02/11/2020 Last modified: 02/02/2021
    The Review heard a range of evidence to assess impacts and implications of any changes in the market. It sets out recommendations to the FCA, Government and other bodies
  10. Access to cash coverage in the UK 2022 Q1

    Data Published: 25/05/2023 Last modified: 26/05/2023
    The FCA provides an overview of geographical cash access coverage in the UK at the end of the first quarter of 2022.