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Showing 1722 to 1731 of 2398 search results for Update on Brexit.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. SM&CR categorisation for solo-regulated firms

    Tasks for regulated firms Published: 31/07/2019 Last modified: 06/02/2023
    Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this.

  3. Using the new Form A

    Firm authorisation Published: 03/10/2023 Last modified: 29/04/2024
    Find out about the changes we’ve made to Form A.

  4. Two convicted of insider dealing in Operation Tabernula trial

    Press Releases Published: 08/05/2016 Last modified: 05/04/2023
    In a case brought by the FCA and following a three-month trial at Southwark Crown Court, two defendants – a senior investment banker and a Chartered Accountant – have been convicted of conspiring to insider deal.

  5. FCA publishes thematic review of annuity sales practices

    Press Releases Published: 14/10/2016 Last modified: 24/11/2021
    The Financial Conduct Authority (FCA) publishes the findings of its thematic review of non-advised annuity sales practices. The FCA wanted to establish whether firms provided customers with sufficient information about enhanced annuities.

  6. Insights from the Cyber Coordination Groups

    Research notes Published: 11/03/2020 Last modified: 09/04/2024
    Insights from the Cyber Coordination Groups

  7. Messages firms can give customers about investments and life assurance following market volatility

    Firms Last modified: 13/08/2021
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

  8. CP16/17: Quarterly Consultation Paper No. 13

    Consultation papers Published: 04/07/2016 Last modified: 12/10/2016
    dis-apply the CASS audit requirements to certain debt management firms. update rules on distribution and promotion of credit union deferred shares and subordinated debt.

  9. Former equities trader pleads guilty to insider dealing

    Press Releases Published: 15/03/2016 Last modified: 05/04/2023
    Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading.

  10. A forward look at regulation of the UK’s wholesale financial markets

    Speeches Published: 16/03/2021 Last modified: 16/03/2021
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the ISLA's Post Trade Conference on 16 March.

  11. PS19/30 Independent Governance Committees: extension of remit

    Policy statements Published: 17/12/2019 Last modified: 15/05/2020
    This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas.
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