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Showing 1852 to 1861 of 2398 search results for Update on Brexit.

  1. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules
  2. Tribunal upholds FCA fine on firm for misselling complex investments

    Press Releases Published: 27/11/2013 Last modified: 17/12/2013
    It remains open to Westwood to appeal the judgment. Update 17/12/2013: Westwood will not appeal the judgment, and the FCA has issued a Final Noticeto Westwood.
  3. FCA highlights its areas of concern in financial services markets

    Press Releases Published: 18/02/2020 Last modified: 11/08/2023
    The Financial Conduct Authority (FCA) has today published its annual Sector Views, an assessment of the risks and potential harm to consumers across financial services markets.
  4. Number of STORs received: 2017

    Markets Market abuse Published: 04/05/2016 Last modified: 28/02/2024
    Suspicious transaction and order reports we received in 2017. 
  5. Ongoing work in the consumer credit sector

    Focus areas Published: 22/07/2019 Last modified: 10/02/2023
    The FCA continues to actively supervise the consumer credit sector, to monitor compliance with the FCA's rules and better understand business models.
  6. Joint statement on the implementation of prudential reforms in the Financial Services Bill

    Statements Published: 16/11/2020 Last modified: 16/11/2020
    Joint statement from HM Treasury, the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) on the implementation of prudential reforms contained in the Financial Services Bill.
  7. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back
  8. Advance applications for credit rating agencies and trade repositories now open

    News stories Published: 07/01/2019 Last modified: 08/01/2019
    As we get closer to the UK’s exit from the EU, we have opened applications for credit ratings agencies and trade repositories looking to offer services in the UK after 29 March 2019.
  9. CP13/2: Mortgage Market Review - Data reporting

    Consultation papers Published: 14/05/2013 Last modified: 07/02/2022
    We are consulting on changing our rules on the data firms have to send us about mortgages.
  10. Admission to trading on a regulated market – Engagement Paper 1

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    We are asking for views on how we should approach setting requirements for issuers seeking to have securities admitted to trading on regulated markets under the new public offers and admissions to trading regime.