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Showing 1932 to 1941 of 2398 search results for Update on Brexit.

  1. Land bank firm shut down by the FCA has appeal rejected by Court

    Press Releases Published: 14/04/2014 Last modified: 29/11/2021
    The Court of Appeal has dismissed, on all counts, an appeal by David Banner-Eve and Asset Land L.I.
  2. The UK Financial Conduct Authority and the US Securities and Exchange Commission sign updated supervisory cooperation arrangements

    Press Releases Published: 29/03/2019 Last modified: 29/03/2019
    The United Kingdom (UK) Financial Conduct Authority (FCA) and the United States (US) Securities and Exchange Commission (SEC) have today reaffirmed their commitment to continue close cooperation and information sharing in the event of the UK’s
  3. PS21/17: A new UK prudential regime for MiFID investment firms  

    Policy statements Published: 26/11/2021 Last modified: 31/12/2021
    This is the third in a series of policy statements that set out our rules to introduce the Investment Firms Prudential Regime IFPR regime.
  4. Ryan Willmott sentenced to 10 months imprisonment for insider dealing

    Press Releases Published: 27/03/2015 Last modified: 05/04/2023
    Ryan Willmott, the former group reporting and financial planning manager for Logica PLC, who pleaded guilty to three counts of insider dealing on 26 February 2015, has today been sentenced to 10 months imprisonment. He was also ordered to pay
  5. Restrictions placed on IBP Markets Limited and the Firm enters special administration

    News stories Published: 13/10/2023 Last modified: 05/06/2024
    We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.
  6. Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: further updated temporary guidance for firms [pdf]

    Guidance consultations Published: 04/11/2020 Last modified: 04/11/2020
    This draft guidance sets out how we propose to update our guidance entitled 'Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: updated temporary guidance for firms' made in July 2020
  7. Equivalence of non-UK regimes

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    Third country issuers must satisfy our measures. Learn more about major shareholding notifications and requirements for issuers of shares and debt securities.
  8. Short Term Finance Ltd enters Creditors Voluntary Liquidation

    News stories Published: 24/01/2023 Last modified: 24/01/2023
    Customers who have questions should contact Moorfields Advisory Limited, the Joint Liquidators.
  9. Sustainability disclosure and labelling regime

    Tasks for firms Firms Published: 02/02/2024 Last modified: 01/07/2024
    Information for firms and trade associations on sustainability disclosure requirements and the anti-greenwashing rule.
  10. The FCA decides to ban and fine Timothy Roberts and Andrew Wilkins

    Press Releases Published: 07/10/2013 Last modified: 07/02/2022
    FCA has published decision notices against Timothy Roberts, the chief executive, and Andrew Wilkins, a former director of Catalyst Investment Group Limited (Catalyst).