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Showing 2092 to 2101 of 2398 search results for Update on Brexit.

  1. FCA warns consumers about mismanagement of 'asset protection' trust schemes

    News stories Published: 25/04/2023 Last modified: 10/05/2023
    We have seen cases of firms seriously mismanaging trusts. Find out more about harm we’ve seen and how to protect yourself.
  2. PS21/18: Restricting CMC charges for financial products and services claims

    Policy statements Published: 29/11/2021 Last modified: 29/11/2021
    This policy statement sets out new rules for claims management companies (CMCs). The rules restrict the fees charged by CMCs for managing claims about non-PPI financial products and services.
  3. FCA data show 5% drop in complaints in the second half of 2018

    Press Releases Published: 18/04/2019 Last modified: 11/04/2024
    The FCA has published the complaints figures for regulated firms for the second half of 2018.
  4. Upper Tribunal publishes decision on Andrew Tinney, the former COO of Barclays Wealth

    Press Releases Published: 16/08/2019 Last modified: 07/08/2020
    The Upper Tribunal has found that Andrew Tinney, the former COO of Barclays Wealth and Investment Management, breached his obligation as an approved person to act with integrity.
  5. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

    Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
    If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.
  6. Former UBS trader banned for failings related to US$2.3 billion unauthorised trading losses by Kweku Adoboli

    Press Releases Published: 01/05/2014 Last modified: 24/11/2021
    The Financial Conduct Authority (FCA) has banned John Christopher Hughes from performing any function in relation to any regulated activity in the financial services industry.
  7. FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures

    Press Releases Published: 20/11/2014 Last modified: 20/11/2014
    On 17 June 2012 Technology Services (the Banks’ group centralised IT function) upgraded the software that processed updates to customers’ accounts overnight.When it noticed problems with the upgrade it decided ... there were inadequate testing
  8. FSA fines Nestor Healthcare Group £175,000 for clearance to deal failings

    Press Releases Published: 14/02/2013 Last modified: 07/02/2022
    The Financial Services Authority (FSA) has fined Nestor Healthcare Group Limited (Nestor) £175,000 for failing to take adequate steps to ensure that its board members and senior executives complied with the share dealing provisions of the FSA’s
  9. Now you are authorised: a webinar series for consumer credit firms

    News stories Published: 27/11/2015 Last modified: 04/05/2016
    Now you are authorised: a webinar series for consumer credit firms. News stories First published:. 27/11/2015. Last updated: 04/05/2016. Share page. Now you are authorised: a webinar series for consumer credit firms. In our 'now you are authorised'
  10. PS13/9 Publishing information about enforcement warning notices

    Policy statements Published: 15/10/2013 Last modified: 07/02/2022
    We are setting out our policy for publishing information about enforcement warning notices, and responding to the feedback to our consultation.