Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 2152 to 2161 of 2398 search results for Update on Brexit.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. FCA issued Final Notices against Cathay International Holdings Limited, its CEO and Finance Director

    Press Releases Published: 25/07/2019 Last modified: 23/10/2023
    Today, the FCA has issued Final Notices against all three.

  3. Former equities trader at Schroders Investment Management sentenced for insider dealing

    Press Releases Published: 12/06/2016 Last modified: 05/04/2023
    Damian Clarke, a former equities trader at Schroders Investment Management has today been sentenced to two years imprisonment having pleaded guilty to nine counts of insider dealing.

  4. PS14/17: Retirement Reforms and the Guidance Guarantee, including feedback on CP14/11

    Policy statements Published: 27/11/2014 Last modified: 17/08/2021
    This Policy Statement reports on the main issues arising from Consultation Paper 14/11 Retirement reforms and the Guidance Guarantee and publishes near final standards and rules.

  5. CP15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU)

    Consultation papers Published: 05/11/2015 Last modified: 05/11/2015
    EU MAR updates the civil market abuse framework formerly established by the EU Market Abuse Directive (EU MAD) and will apply from 3 July 2016.

  6. CP16/41: Amendments to Notes for completion of the Mortgage Lenders & Administrators Return (MLAR)

    Consultation papers Published: 12/12/2016 Last modified: 17/03/2017
    We are consulting on proposals to update the notes for completion of the MLAR and to make a minor change to our second charge mortgage reporting form (MLA-D1).

  7. The Financial Conduct Authority (FCA) bans Kweku Mawuli Adoboli from the financial services industry

    Press Releases Published: 15/10/2015 Last modified: 18/11/2021
    Following convictions on 20 November 2012 of two counts of fraud by abuse of position, the Financial Conduct Authority (FCA) has banned Kweku Mawuli Adoboli from performing any function in relation to any regulated financial activity.

  8. FCA seeks views on extending the implementation deadlines for the Certification Regime and Conduct Rules

    Press Releases Published: 17/07/2020 Last modified: 11/04/2024
    The FCA has published a consultation paper on making changes to its rules following the extension to the deadline by which FCA solo-regulated firms need to have implemented the Certification Regime.

  9. CP15/18: Fair, reasonable and non-discriminatory access to regulated benchmarks

    Consultation papers Published: 03/06/2015 Last modified: 07/02/2022
    This consultation paper sets out our proposals for fair, reasonable and non-discriminatory (FRAND) access to regulated benchmarks by benchmark administrators.

  10. Former B&B Group Finance Director fined £30,000 for failings ahead of 2008 rights issue

    Press Releases Published: 12/12/2013 Last modified: 07/02/2022
    Christopher Willford fined £30,000 for failing to provide the board with up-to-date information about B&B’s financial position, including profits, mortgage arrears and re-possessions, ahead of its 2008 rights issue.

  11. Anti-fraud controls and complaint handling in firms (with a focus on APP Fraud)

    Multi-firm reviews Published: 07/11/2023 Last modified: 23/04/2024
    This publication sets out the key findings from our review of how firms mitigate the risks of APP fraud and fraud attacks more broadly.
Related topics