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Showing 2202 to 2211 of 2398 search results for Update on Brexit.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. PS15/18: FCA Competition Concurrency Guidance and Handbook amendments: Feedback on CP15/01, finalised guidance and rules

    Policy statements Published: 14/07/2015 Last modified: 07/02/2022
    We report on the main issues arising from CP15/01 FCA Competition Concurrency Guidance and Handbook amendments.

  3. FG22/1: The FCA’s approach to the review of Part VII insurance business transfers

    Policy and guidance Finalised guidance Published: 15/02/2022 Last modified: 15/01/2024
    We set out our expectations on the steps for firms to take to make sure conduct issues are properly considered in Part VII transfers.

  4. J.P. Morgan International Bank fined for systems and controls failings in its wealth management business

    Press Releases Published: 23/05/2013 Last modified: 22/11/2021
    The Financial Conduct Authority has fined J.P. Morgan International Bank Limited (JPMIB) £3,076,200 for systems and controls failings relating to its provision of retail investment advice and portfolio investment services.

  5. The FCA publishes latest review of sales incentives at retail financial services firms

    Press Releases Published: 04/03/2014 Last modified: 17/11/2021
    All the major retail banks have either replaced or made substantial changes to financial incentive schemes, which played such a major role in the mis-selling scandals of recent years, the Financial Conduct Authority (FCA) revealed today.

  6. FCA Independent Directors Appoint External Law Firm and Publish Terms of Reference

    Press Releases Published: 08/04/2014 Last modified: 09/12/2014
    Update: Simon Davis independent inquiry into the handling of the FCA’s announcement of proposed supervisory work on the fair treatment of long standing customers in life insurance is due to

  7. FCA sets out next steps to improve defined benefit pension transfer market

    Press Releases Published: 05/06/2020 Last modified: 05/06/2020
    FCA sets out a package of measures designed to address weaknesses across the defined benefit (DB) transfer market.

  8. Banking leaders share their insights on adopting the Senior Managers and Certification Regime

    Press Releases Published: 07/02/2019 Last modified: 11/04/2024
    Watch senior leaders from four financial services firms talk about their experiences of adopting the Senior Managers and Certification Regime.

  9. FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions

    Press Releases Published: 24/03/2015 Last modified: 14/09/2015
    to contribute to international benchmark reform. to work with firms preparing for the implementation of MiFID II and the Market Abuse Regulation updates.

  10. The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer

    Press Releases Published: 03/10/2013 Last modified: 07/02/2022
    he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010.

  11. FG16/5: Guidance for firms outsourcing to the ‘cloud’ and other third party IT services

    Finalised guidance Published: 07/07/2016 Last modified: 30/08/2023
    In November 2015, the FCA consulted on guidance to clarify the requirements on firms when outsourcing to the ‘cloud’ and other third party IT services. The FCA published the final guidance (FG16/5) in July 2016.
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