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Showing 2232 to 2241 of 2398 search results for Update on Brexit.

  1. Consumer credit and coronavirus updated additional guidance for firms [pdf]

    Guidance consultations Published: 04/11/2020
    This draft guidance sets out the form in which the FCA proposes to update the FCA’s guidance entitled 'Consumer credit and Coronavirus: Additional Guidance for firms' made in September 2020.
  2. Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms

    Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 05/06/2020
    Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic
  3. Standard Chartered Bank / Standard Chartered Asset Management / Standard Chartered Bonds (clone of FCA authorised firm)

    Warnings Published: 09/06/2020 Last modified: 19/11/2021
    Standard Chartered Bank / Standard Chartered Asset Management / Standard Chartered Bonds (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out
  4. PS20/8: Motor finance discretionary commission models and consumer credit commission disclosure

    Policy and guidance Policy statements Published: 15/10/2019 Last modified: 28/07/2020
    We’re banning commission models that give motor finance brokers/dealers an incentive to raise customers’ finance costs.
  5. PS16/20: Payment Accounts Regulations 2015 - feedback on CP16/7, final Handbook changes and finalised guidance

    Policy statements Published: 01/08/2016 Last modified: 01/08/2016
    update our Decision Procedures and Penalties Manual (DEPP) and Enforcement Guide (EG) to reflect the powers of enforcement we have been given under the PARs.
  6. FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse

    Press Releases Published: 11/08/2015 Last modified: 18/11/2021
    The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye
  7. Statement on consultation paper 12/19: restrictions on the retail distribution of unregulated collective investment schemes and close substitutes

    Statements Published: 07/05/2013 Last modified: 07/05/2013
    Here we provide an update on our approach to last August’s consultation on proposed restrictions to the marketing of unregulated collective investment schemes (UCIS) and close substitutes.
  8. Occasional Paper No. 20: Can we predict which consumer credit users will suffer financial distress?

    Occasional papers Published: 03/08/2016 Last modified: 19/01/2021
    This paper analyses the prevalence of financial distress, how this distress is related to consumer credit use, and whether financial distress can be predicted.
  9. British and Australian regulators strengthen cooperation on FinTech through Enhanced Cooperation Agreement

    Press Releases Published: 22/03/2018 Last modified: 22/03/2018
    The Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today signed an Enhanced Cooperation Agreement between their Innovation Hubs to extend their existing agreement of cooperation and coordination on
  10. Two former directors of Pritchard Stockbrokers fined and banned for recklessly failing to protect client money

    Press Releases Published: 09/10/2014 Last modified: 29/11/2021
    The Financial Conduct Authority (FCA) has fined and banned David Gillespie, Managing Director, and David Welsby, Finance Director, of stockbroking and wealth management firm, Pritchard Stockbrokers Limited (Pritchard) for serious failings in