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Showing 2252 to 2261 of 2398 search results for Update on Brexit.

  1. Former Group Treasurer and Head of Tax at Morrisons plc sentenced to 12 months imprisonment for insider dealing

    Press Releases Published: 03/03/2015 Last modified: 05/04/2023
    Paul Coyle, the former Group Treasurer and Head of Tax at Wm Morrison Supermarkets plc, pleaded guilty to two counts of insider dealing and has been sentenced to 12 months imprisonment. He was also ordered to pay £15,000 towards prosecution costs
  2. Investment advisers’ and authorised firms’ responsibilities when accepting business from unauthorised introducers or lead generators

    News stories Published: 02/08/2016 Last modified: 12/03/2024
    This alert highlights some of the risks arising from authorised firms accepting business from unauthorised introducers/lead generators and other authorised firms.
  3. Consumer Duty implementation: good practice and areas for improvement

    Good and poor practice Published: 20/02/2024 Last modified: 22/02/2024
    What firms are doing well and what they could do better.
  4. CP14/2: Proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules

    Consultation papers Published: 30/01/2014 Last modified: 07/02/2022
    We are consulting on amending our rules on sponsor competence, and on some other changes to the Listing Rules and Prospectus Rules.
  5. PS19/10: Recovering the costs of regulating credit rating agencies, trade repositories and securitisation repositories after the UK leaves the European Union

    Policy statements Published: 29/03/2019 Last modified: 29/03/2019
    This policy statement (PS) provides feedback on the responses we received to consultation and sets out the fees structure we will put in place for credit rating agencies (CRAs), trade repositories (TRs) and securitisation repositories (SRs) when
  6. PS21/24: Enhancing climate-related disclosures by asset managers, life insurers and FCA-regulated pension providers

    Policy statements Published: 17/12/2021 Last modified: 17/12/2021
    We are introducing a new Environmental, Social and Governance sourcebook.
  7. FS20/11: Further support for consumers impacted by coronavirus: feedback on draft guidance and rules (motor finance, high-cost short-term credit, rent-to-own, buy-now pay-later and pawnbroking)

    Policy and guidance Feedback statements Published: 15/07/2020 Last modified: 15/07/2020
    This feedback statement affects firms that provide motor finance; high-cost short-term credit products; and buy-now pay-later, rent-to-own and pawnbroking agreements.
  8. FCA publishes Decision Notices against two individuals for acting without integrity in relation to pensions business

    Press Releases Published: 24/05/2024 Last modified: 24/05/2024
    The FCA has decided to ban Stephen Joseph Burdett and James Paul Goodchild from working in regulated financial services for recklessly exposing pension holders to unsuitable investments.
  9. Credit card competition working fairly well but concern for customers in long-term debt

    Press Releases Published: 03/11/2015 Last modified: 26/10/2020
    The FCA has published its interim report into the credit card market, including its early thinking into potential remedies.
  10. Information for customers of RMR Financial Services Ltd (trading as Compass Debt Counsellors)

    News stories Published: 18/03/2016 Last modified: 26/04/2019
    Page updates. 26/04/2019: Information added Updated final paragraph. radios. Yes. No.