Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 352 to 361 of 2399 search results for Update on Brexit.

  1. Guy Flintham pleads guilty to fraud

    Press Releases Published: 19/02/2024 Last modified: 03/05/2024
    Guy Flintham has pleaded guilty to fraud, following a prosecution brought by the FCA.
  2. Thematic review of retirement income advice

    News stories Published: 19/01/2023 Last modified: 04/12/2023
    The FCA is undertaking a thematic review assessing the advice consumers are receiving on meeting their income needs in retirement.
  3. Compliance and other support

    Tasks for regulated firms Published: 09/05/2015 Last modified: 10/02/2023
    If you decide to get compliance support, it is important to consider what service your firm needs. See what types of support maybe helpful to your firm.
  4. Switching in the Mortgage Market – An Update (technical note) [pdf]

    Research notes Published: 08/11/2022 Last modified: 08/11/2022
    Switching in the Mortgage Market – An Update (technical note).
  5. FCA statement on share trading obligations

    Statements Published: 19/03/2019 Last modified: 19/03/2019
    The FCA's response to ESMA’s statement on share trading obligations under MiFID II.
  6. Egress Switch encryption software

    Last modified: 27/02/2023
    The FCA shares information on the Egress Switch email encryption software to securely share confidential information by email and send and receive large files.
  7. UK FinTech: Regulating for innovation

    Speeches Published: 23/02/2016 Last modified: 23/02/2016
    Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the FCA’s event on UK FinTech: Regulating for innovation on 22 February 2016. This is the text of the speech as drafted, which may differ from the delivered
  8. Further update to ancillary activities exemption for commodity derivatives

    Statements Published: 24/01/2023 Last modified: 24/01/2023
    In March 2022 we published a statement which provided an update on the ‘market share test’ as set out under Article 2 of UK MiFID RTS 20 relating to the ancillary activities exemption from authorisation as a MiFID investment firm for firms
  9. CP19/2: Brexit and contractual continuity [pdf]

    Consultation papers Published: 14/01/2019
  10. Transaction Reporting Update - April 2013 [pdf]

    Meeting minutes Firm and market data Retail lending Published: 01/04/2013