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Showing 622 to 631 of 2398 search results for Update on Brexit.

  1. AML TechSprint problem statements

    Firms Published: 02/07/2018 Last modified: 23/02/2023
    Participants at the International Anti-Money Laundering (AML) and Financial Crime TechSprint selected a problem statement to solve.
  2. The FCA and mutual societies

    Tasks for regulated firms Published: 10/05/2015 Last modified: 24/02/2023
    Find out about our role in registering mutual societies.
  3. Whistleblowing in practice: Case studies

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.
  4. Innovation Pathways

    Firms Published: 27/03/2022 Last modified: 09/05/2024
    Innovation Pathways can help if you have questions about regulation and how it applies to your innovative product. Find out more and how to apply.
  5. Transparency in insurance renewals

    Tasks for regulated firms Published: 08/03/2017 Last modified: 14/02/2023
    Find out how to make sure you are complying with our rules when renewing policies with your customers.
  6. Revised note on the UK notification process for market makers and authorised primary dealers [pdf]

    Policy statements Published: 31/05/2013
    We set out the process for making notifications to us after the Brexit transition period as required under the UK SSR.
  7. Consumer Duty – information for firms

    Tasks for firms Published: 02/10/2022 Last modified: 26/06/2024
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.
  8. FCA secures interim restitution order against illegal deposit takers

    Press Releases Published: 03/02/2021 Last modified: 20/05/2022
    The Financial Conduct Authority (FCA) has secured an interim restitution order of just over £676,000 against 5 of the 7 defendants accused of carrying on unauthorised deposit taking by accepting money for projects including forex-trading and
  9. Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of solo-regulated firms

    Statements Published: 03/04/2020 Last modified: 22/09/2022
    We recognise that firms directly affected by coronavirus (Covid-19) will need to keep their governance arrangements under review and make appropriate changes as circumstances change
  10. GC 21/3: Proposed changes to guidance on the FCA’s approach to the review of Part VII insurance business transfers [pdf]

    Guidance consultations Published: 08/07/2021
    We are consulting on proposed updates to our Finalised Guidance, FG18/4: The FCA’s approach to the review of Part VII insurance business transfers, which was issued in May 2018.