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Showing 672 to 681 of 2398 search results for Update on Brexit.

  1. Vary or cancel a waiver

    Tasks for regulated firms Published: 08/05/2015 Last modified: 08/12/2022
    Follow these steps to vary or cancel a waiver that your firm has applied for.
  2. TR14/4 – Risks to customers from financial incentives – an update [pdf]

    Thematic reviews Published: 04/03/2014 Last modified: 04/03/2014
    This report summarises the findings of our follow-up thematic work into financial incentives which assessed whether firms are now managing the risks to consumers.
  3. Mutual societies: forms

    Tasks for firms Published: 01/08/2015 Last modified: 03/04/2024
    Find the forms you need to apply to register as a mutual society and send us updates.
  4. Calculate your annual fee

    Tasks for regulated firms Published: 09/05/2015 Last modified: 13/02/2023
    Find out how to calculate your annual fee and read about the FSCS annual levy.
  5. 5 Conduct Questions Programme

    Tasks for regulated firms Published: 12/04/2017 Last modified: 13/02/2023
    The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement
  6. Pensions and retirement income

    Focus areas Published: 09/02/2018 Last modified: 13/03/2024
    Find out how the FCA plans to tackle the key risks facing the pension sector and ensure good long-term outcomes for consumers.
  7. FSA Final Notice 2013: Lamprell plc [pdf]

    Final notices Published: 18/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Lamprell plc
  8. Report mortgage fraud: advisers

    New firm authorisation Tasks for regulated firms Published: 24/02/2016 Last modified: 21/02/2023
    As a mortgage broker it is essential you have sufficient controls in place to prevent your firm being used for committing fraud. Read more about what you should report.
  9. FSA - CP12/34 [pdf]

    Consultation papers Published: 29/11/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/34 - This Consultation Paper (CP) has updates to the FCA Handbook relating to supervision and threshold conditions, as well as a statement on the FCA’s new power of direction over qualifying parent undertakings.
  10. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.