Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 152 to 161 of 305 search results for Update on Brexit delay.

  1. Dual-regulated firms Remuneration Code (SYSC 19D)

    Tasks for firms Published: 21/06/2015 Last modified: 05/12/2023
    How SYSC 19D applies to dual-regulated firms, comprising banks, building societies and PRA-designated investment firms.
  2. CP19/27: Quarterly Consultation Paper No 25

    Consultation papers Published: 06/09/2019 Last modified: 13/12/2019
    Once a quarter, the FCA consults on proposed miscellaneous amendments to its Handbook.
  3. Dealing with EEA firms and investment funds

    Consumers Published: 15/12/2020 Last modified: 19/06/2024
    What to check if you’re dealing with an EEA firm in supervised run-off (SRO) or contractual run-off (CRO), or a fund in the temporary marketing permission regime (TMPR).
  4. Preparing your firm's financial information

    Firms Firm authorisation Published: 25/05/2023 Last modified: 02/05/2024
    Find out what financial information to include before you submit an application to be authorised by us.
  5. UK RRD: Handbook rules

    Tasks for regulated firms Published: 23/05/2016 Last modified: 10/02/2023
    The FCA provides information on how UK RRD was implemented in the through several statutory instruments that amended UK legislation
  6. Market Watch 69

    Newsletters Published: 17/05/2022 Last modified: 17/05/2022
    In this Market Watch, we discuss firms’ arrangements for market abuse surveillance, drawing on our observations from engaging with small and medium-sized firms.
  7. Complaints Commissioner

    How we operate Published: 04/04/2016 Last modified: 13/07/2023
    Find out about the role of the Complaints Commissioner and how to get in touch.
  8. Statement on how firms should handle post and paper documents

    Statements Published: 13/05/2020 Last modified: 13/05/2020
    We recognise that during the coronavirus (covid-19) pandemic there will be some important functions, such as processing post, that will be more difficult for firms to do in a timely way.  
  9. Authorised DRSPs

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 22/01/2024
    An entity that provides a Data Reporting Service is called a Data Reporting Services Provider (DRSP). We list the DRSPs that are authorised or verified by us.
  10. FCA’s national and international response to coronavirus (Covid-19) and Brexit

    Speeches Published: 06/05/2020 Last modified: 08/04/2024
    Speech delivered by Nausicaa Delfas, Executive Director of International, at Deloitte Annual Conduct Risk Conference (webinar).