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Showing 4391 to 4400 of 8130 search results for We use the complaints data.

  1. Tackling serious failings in firms

    News stories Published: 19/06/2014 Last modified: 09/12/2016
    The FCA has published a statement on how we will address serious failings of standards in firms.

  2. Gatemore Capital Management (clone)

    Warnings Published: 31/08/2011 Last modified: 25/08/2016
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.

  3. Financial Products (London) Limited (clone of FCA authorised firm)

    Warnings Published: 19/01/2016 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  4. Retirement income market data 2021/22

    Data Published: 06/10/2022 Last modified: 25/09/2023
    This page provides analysis of the latest data from firms on the retirement income market for 2021/22.

  5. InvestPoint/ Onecapital.trade/ Onecapital.company

    Warnings Published: 11/07/2023 Last modified: 11/07/2023
    InvestPoint/ Onecapital.trade/ Onecapital.company is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  6. Client money and assets reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR.

  7. FCA publishes 2016/17 Business Plan

    Press Releases Published: 05/04/2016 Last modified: 05/04/2016
    Over the next year we will continue to embed this sustainable approach to regulation in everything we do. ... The majority of our resources remain devoted to our core business and today we have set out the outcomes we want our work to achieve.

  8. Cantor Fitzgerald Bank (clone) (clone of FCA authorised firm)

    Warnings Published: 31/10/2018 Last modified: 12/01/2023
    Cantor Fitzgerald Bank (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  9. Garrison Investment / garrisoninvestmentgrouplp.com

    Warnings Published: 23/10/2023 Last modified: 16/11/2023
    Garrison Investment / garrisoninvestmentgrouplp.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  10. Claremont Baker Brokerage (Clone of EEA Authorised Firm)

    Warnings Published: 28/02/2020 Last modified: 28/02/2020
    Claremont Baker Brokerage (Clone of EEA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm
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