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Showing 6041 to 6050 of 8149 search results for We use the complaints data.

  1. MiFID II: authorisation and variation of permissions

    News stories Published: 18/09/2017 Last modified: 30/08/2023
    The FCA publishes MiFID 2 guide.

  2. AX Invest / axinvest.io (Clone of FCA Authorised Firm)

    Warnings Published: 08/05/2024 Last modified: 08/05/2024
    AX Invest / axinvest.io (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  3. Account information service (AIS) and payment initiation service (PIS)

    Last modified: 22/09/2017
    Please see our Approach Document for guidance on these requirements. Do you intend to undertake AIS or PIS activities in another European Economic Area (EEA) country (or use an agent with ... The new process is set out in full in the PSRs 2017 and we

  4. Transitional provisions and regimes

    Firms Published: 01/10/2020 Last modified: 31/03/2022
    Find out about the transitional provisions and regimes that are operating, following the end of the transition period.

  5. Old Mutual Wealth (Clone of FCA Authorised firms)

    Warnings Published: 30/06/2020 Last modified: 10/08/2020
    Old Mutual Wealth (Clone of FCA Authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

  6. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Clubb Capital Ltd (clone of FCA authorised firm)

    Warnings Published: 12/11/2019 Last modified: 21/11/2020
    Clubb Capital Ltd (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  8. RAM Active Investments (clone of FCA authorised firm)

    Warnings Published: 03/06/2020 Last modified: 21/11/2020
    RAM Active Investments (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  9. Rabo Olsen Global (Clone of EEA authorised firm)

    Warnings Published: 16/01/2020 Last modified: 16/01/2020
    Rabo Olsen Global (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  10. FX Time / fxtime.io (Clone of FCA Authorised Firm)

    Warnings Published: 08/12/2023 Last modified: 08/12/2023
    FX Time / fxtime.io (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how
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