Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 6151 to 6160 of 8156 search results for We use the complaints data.

  1. Satis Asset Management (Clone of FCA authorised firm)

    Warnings Published: 14/06/2018 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.
  2. MSD Finance and Legal Services / msdfinanceandlegalservices.com

    Warnings Published: 04/06/2024 Last modified: 04/06/2024
    MSD Finance and Legal Services / msdfinanceandlegalservices.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  3. House of Commons Treasury Committee’s ‘Sexism in the City’ report

    Statements Published: 08/03/2024 Last modified: 08/03/2024
    The FCA shares the Committee’s view that there is an important role for regulators to play.
  4. Golden United Limited (Clone of FCA Authorised Firm)

    Warnings Published: 17/12/2021 Last modified: 17/12/2021
    Golden United Limited (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and
  5. FCA steps up focus on fair use of client dealing commission

    Press Releases Published: 10/07/2014 Last modified: 10/07/2014
    We are in active discussion with one firm on redress for clients after we found it used dealing commission to pay for market data services in full, despite clear statements that ... 1 firm was using dealing commission to pay for market data services in
  6. Solicitors Financial Centre Limited (clone of FCA authorised firm)

    Warnings Published: 18/09/2013 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.
  7. FCA and Bank of England statement on joint review of open-ended funds

    Statements Published: 16/12/2019 Last modified: 16/12/2019
    The Financial Policy Committee has set out initial findings of a joint review by the Financial Conduct Authority and the Bank of England on open-ended investment funds and the risks posed by their liquidity mismatch in its Financial Stability Report.
  8. Estlander & Ronnlund Capital Management (clone of FCA authorised firm)

    Warnings Published: 25/11/2013 Last modified: 05/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  9. financialclaimsconsultants.info (Clone of FCA Authorised Firm)

    Warnings Published: 30/03/2022 Last modified: 11/05/2022
    financialclaimsconsultants.info (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised
  10. FCA statement on short selling bans and reporting

    Markets Short selling Published: 17/03/2020 Last modified: 11/01/2023
    Find out the powers the FCA are provided with by the Short Selling Regulation (SSR).