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Showing 6391 to 6400 of 8156 search results for We use the complaints data.

  1. Information on transaction reporting under MiFIR - May 2022

    FOI Release Date of Release: 11/05/2022
    The FCA answers questions regarding transaction reporting under MiFIR.

  2. IFPR implementation observations: quantifying threshold requirements and managing financial resources

    Multi-firm reviews Published: 27/02/2023 Last modified: 09/03/2023
    Firms should consider these and how they can strengthen their processes.

  3. The role of regulation in encouraging investment in the City

    Speeches Published: 25/09/2023 Last modified: 25/09/2023
    Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at the City and Financial Global: Future of UK Capital Markets Regulation event.

  4. Capital Debt Financing (Clone of FCA Authorised Firm)

    Warnings Published: 18/08/2023 Last modified: 12/10/2023
    Capital Debt Financing (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  5. Blue Ocean Investment Company Ltd (clone of FCA authorised firm)

    Warnings Published: 28/01/2013 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  6. Right Loan 4 U (The) (clone of FCA authorised firm)

    Warnings Published: 11/09/2014 Last modified: 21/11/2020
    Right Loan 4 U (The) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

  7. Walden Capital Limited (Clone of FCA authorised firm)

    Warnings Published: 11/03/2021 Last modified: 11/03/2021
    Walden Capital Limited (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  8. UNITY GLOBAL BANK / UNITY GLOBAL BANKING GROUP (UGB)

    Warnings Published: 23/05/2023 Last modified: 23/05/2023
    UNITY GLOBAL BANK / UNITY GLOBAL BANKING GROUP (UGB) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  9. Credo Global Markets / Credo GM (clone of FCA authorised firm)

    Warnings Published: 16/05/2019 Last modified: 29/03/2021
    Credo Global Markets / Credo GM (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  10. How will the FCA and the Bank/PRA co-operate on data?

    News stories Published: 22/07/2013 Last modified: 23/03/2018
    The FCA and the Bank are working together to ensure the regulatory reporting processes for dual-regulated firms is efficient. We want to make sure that firms are only asked to submit data sets once and, to help achieve this, we will share data where
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