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Showing 6501 to 6510 of 8159 search results for We use the complaints data.

  1. Credit Suisse Securities (Clone of FCA authorised firm)

    Warnings Published: 18/11/2019 Last modified: 21/11/2020
    Credit Suisse Securities (Clone of FCA authorised firm) ] is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

  2. ECM-UK LTD (clone) (clone of FCA authorised firm)

    Warnings Published: 06/05/2020 Last modified: 06/05/2020
    ECM-UK LTD (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

  3. MiFID II: product governance review

    Multi-firm reviews Published: 26/02/2021 Last modified: 15/04/2021
    In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

  4. Research Note: Cryptoasset consumer research 2021

    Data and research Research notes Published: 17/06/2021 Last modified: 17/06/2021
    Our fourth consumer research publication on cryptoassets ownership looks at benefits, harms, attitudes and usage.

  5. Herald Investment Trust (Clone of UK registered company)

    Warnings Published: 03/03/2020 Last modified: 21/11/2020
    Herald Investment Trust (Clone of UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

  6. Penalties, remediation, and our General Principles

    Speeches Published: 13/02/2020 Last modified: 13/02/2020
    FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.

  7. Statement on accounting for lease modifications (amendment to IFRS 16)

    Statements Published: 18/08/2020 Last modified: 21/08/2020
    We are announcing temporary relief for issuers who choose to use the amended IFRS 16 during the coronavirus (Covid-19) pandemic and its aftermath.

  8. DWS Management Ireland (Clone of FCA Recognised Product)

    Warnings Published: 05/12/2023 Last modified: 05/12/2023
    DWS Management Ireland (Clone of FCA Recognised Product) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

  9. Statement re: promotion of shares in EMMIT plc

    Press Releases Published: 31/10/2014 Last modified: 21/11/2016
    The Financial Conduct Authority (FCA) has been made aware that individuals are being encouraged to transfer money from their work pension schemes into Self-Invested Personal Pensions (SIPPs) and use that ... investors. We have taken action in this matter

  10. The future of pensions: act today to plan for tomorrow

    Speeches Published: 13/03/2024 Last modified: 13/03/2024
    Speech by Nikhil Rathi delivered at JP Morgan Pensions and Savings Symposium
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