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Showing 6811 to 6820 of 8162 search results for We use the complaints data.

  1. Blue Whale Investment (BWI) (Clone of FCA Authorised firm)

    Warnings Published: 21/10/2021 Last modified: 21/10/2021
    Blue Whale Investment (BWI) (Clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

  2. Dual-regulated firms Remuneration Code (SYSC 19D)

    Tasks for firms Published: 21/06/2015 Last modified: 05/12/2023
    How SYSC 19D applies to dual-regulated firms, comprising banks, building societies and PRA-designated investment firms.

  3. Financial crime systems and controls during coronavirus situation

    Focus areas Published: 06/05/2020 Last modified: 21/02/2023
    Find out about the FCA's expectations on how firms should apply their systems and controls to combat and prevent financial crime during the coronavirus crisis.

  4. CP21/27: Quarterly Consultation Paper No. 33

    Consultation papers Published: 03/09/2021 Last modified: 12/01/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  5. Katherine of Alexandria Ltd – options for investors

    News stories Published: 25/02/2016 Last modified: 26/02/2016
    We looked into Katherine of Alexandria Ltd to see if it was breaching our rules. ... We have given very careful and measured consideration to the options available to us.

  6. Woolworth Investment International (clone of FCA authorised firm)

    Warnings Published: 16/05/2016 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  7. Gumpold Christian & Co (clone) (clone of FCA authorised firm)

    Warnings Published: 04/06/2018 Last modified: 04/06/2018
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  8. Building a financial regulatory system suitable for the UK in the new era

    Speeches Published: 01/07/2020 Last modified: 01/07/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the City & Financial Professional Virtual Roundtables.

  9. UK EMIR reporting questions and answers

    Published: 01/05/2024 Last modified: 26/07/2024
    Guidance for reporting under the revised UK EMIR Article 9 reporting requirements.

  10. FCA confirms extension of the Temporary Permission Regime deadline

    Press Releases Published: 24/05/2019 Last modified: 24/05/2019
    The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated
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