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Showing 7001 to 7010 of 8168 search results for We use the complaints data.

  1. PS16/1: Reform of the legacy Credit Unions sourcebook

    Policy statements Published: 01/02/2016 Last modified: 01/02/2016
    In CP15/21 we consulted jointly with the PRA to reform some of our rules for credit unions. ... Credit unions should also note that they must inform us of any changes to their complaints contact.

  2. CP21/33: Regulatory fees and levies proposals for 2022/23

    Policy and guidance Consultation papers Published: 30/11/2021 Last modified: 07/03/2022
    We consult on our proposed policy changes to the way we will raise FCA fees from 2022/23

  3. FCA starts criminal proceedings against NatWest Plc

    Press Releases Published: 16/03/2021 Last modified: 16/03/2021
    The FCA has announced that it has commenced criminal proceedings against National Westminster Bank Plc in respect of offences under the Money Laundering Regulations 2007.

  4. Active Capital Asset Managers (Clone of an EEA Authorised firm)

    Warnings Published: 03/07/2020 Last modified: 03/07/2020
    Active Capital Asset Managers (Clone of an EEA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  5. AC Capital Partners (clone of previously EEA authorised firm)

    Warnings Published: 08/09/2020 Last modified: 08/09/2020
    AC Capital Partners (clone of previously EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  6. Competition and conduct regulation in financial services

    Speeches Published: 09/09/2013 Last modified: 10/09/2013
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  7. montgomerykentinsurance.co.uk / tempdrive (Clone of FCA Authorised Firm)

    Warnings Published: 20/01/2023 Last modified: 11/07/2024
    montgomerykentinsurance.co.uk / tempdrive (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  8. UK MiFID framework notifications

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
    If you’re an authorised investment firm find out more about the notifications you may need to make.

  9. GG Financial / Gunnar Grieshofer (clone) (clone of FCA authorised firm)

    Warnings Published: 31/05/2018 Last modified: 31/05/2018
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  10. CP20/23: Quarterly Consultation Paper No. 30

    Consultation papers Published: 04/12/2020 Last modified: 08/12/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
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