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Showing 201 to 210 of 545 search results for We use the complaints data to help assess.
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Innovation Pathways eligibility criteria
Check whether your firm meets Innovation Pathways eligibility criteria before applying, and find out what the FCA looks for when assessing your proposal. -
The FCA and Practitioner Panel joint survey for 2024 launches
The FCA and Practitioner Panel survey is being sent to a sample of regulated firms, to gather their feedback on how we are doing in regulating the industry. -
Mutual societies registration function: 2023-24
An update on the FCA's work and a breakdown of societies on the register. -
Firms continue to fail to meet our expectations on their use of dealing commission
We summarise our findings from a review that analysed dealing commission expenditure across 31 investment managers (covering asset managers, wealth managers and host-authorised corporate director providers) between 2012 and 2015. -
Consumer Duty: Findings from our review of fair value frameworks
Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty. -
LIBOR – are you ready for life without LIBOR from end-2021?
Speech delivered by Edwin Schooling Latter, Director Markets and Wholesale Policy at the FCA, at City & Financial's Managing LIBOR transition event -
Countdown to the Consumer Duty
Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar -
Apply to the Regulatory Sandbox
Find out how to apply to test in the Regulatory Sandbox and what happens after you submit your application. -
Innovation Hub now open for business, says FCA
help to understand the regulatory framework and how it applies. identify areas where the regulatory regime needs to adapt to facilitate innovation. ... use the expertise gained through our work with firms to inform future policy development in a way that -
The FCA and mutual societies
Find out about our role in registering mutual societies.