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FCA launch consultation to assist parties in proving presence of coronavirus in business interruption insurance claims
The FCA is launching a consultation to assist parties in proving presence of coronavirus in Business Interruption insurance claims. -
FCA publishes its second set of rules following its Asset Management Market Study
The Financial Conduct Authority (FCA) has published new rules and guidance to improve the quality of the information available to consumers about the funds they invest in. -
Operational resilience insights for insurance firms
Our rules come into force on 31 March 2022. Use these insights to review your firm’s approach and consider what actions you need to take. -
Legal & General / Legal & General Dynamic Bond / Legal & General UK Bond / Legal & General Guaranteed Return Bond (clone)
Legal & General / Legal & General Dynamic Bond / Legal & General UK Bond / Legal & General Guaranteed Return Bond (clone) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out -
Dual-regulated firms Remuneration Code (SYSC 19D)
How SYSC 19D applies to dual-regulated firms, comprising banks, building societies and PRA-designated investment firms. -
Brexit – what we expect firms and other regulated persons to do now
The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use -
TR18/1: The fair treatment of existing interest-only mortgage customers
This report shares the findings of our thematic review into the fair treatment of existing interest-only mortgage customers by lenders. -
The FCA’s Business Plan and Priorities
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester -
Abnormal Trading Volume Ratio
In the FCA's 2018/19 Annual Report it published a new measure of market cleanliness – the Abnormal Trading Volume ratio (ATV). -
Agile regulation and planning for success
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022