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Showing 301 to 310 of 545 search results for We use the complaints data to help assess.

  1. Moving towards a sustainable model of regulation

    Speeches Published: 03/11/2015 Last modified: 03/11/2015
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the ABI (Association of British Insurers) Conference in London. This is the text of the speech as drafted, which may differ from the delivered version.
  2. Coronavirus (Covid-19): Information for firms on working with consumers and clients

    Published: 10/12/2020 Last modified: 10/12/2020
    Information for firms on the impact of coronavirus on consumers, including access to cash, accessing restricted savings and handling consumer claims.
  3. Stepstone Credits (clone of FCA authorised firm)

    Warnings Published: 06/07/2020 Last modified: 21/11/2020
    Stepstone Credits (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
  4. How to report Appointed Representatives data – information for principal firms

    Firm authorisation Published: 11/07/2023 Last modified: 26/10/2023
    Read about the data principal firms must report to the FCA about their appointed representatives (ARs).
  5. CP16/5: Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

    Consultation papers Published: 02/02/2016 Last modified: 04/04/2016
    We took on responsibility for regulating loan-based crowdfunding on 01 April 2014. ... This information helps them to assess the risks associated with loan-based crowdfunding, understand who will ultimately borrow the money and make informed decisions.
  6. CFO Lending Limited enters administration

    News stories Published: 19/09/2016 Last modified: 18/05/2021
    CFO Lending Limited (CFO) formally entered into administration on 6 April 2017.
  7. Keeping your firm's details up to date

    Tasks for firms Published: 03/05/2015 Last modified: 01/05/2024
    Learn how to keep your firm’s details up to date, and about the Firm Details Attestation and Directory Persons' Attestation.
  8. CryptoSprint outputs

    Focus areas Published: 11/05/2022 Last modified: 23/02/2023
    Learn more about our first policy-focused CryptoSprint events held in May and June 2022.
  9. A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I

    Speeches Published: 24/09/2021 Last modified: 24/09/2021
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum
  10. The fairness challenge

    Speeches Published: 24/10/2013 Last modified: 25/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.