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Showing 151 to 160 of 380 search results for We use the complaints data to help assess how well firms.
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Firm handling of complaints during coronavirus
Find out about how firms should handle complaints during coronavirus. -
Whistleblowing: How to make a report
Find out how to report your concerns to the FCA's Whistleblowing team and what happens to your information once you have made a report -
Executive committees
Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well. -
Liquidity management for investment firms: good practice
The FCA has been working with the Bank of England, at the request of the Financial Policy Committee (FPC), to assess risks posed by open-ended investment funds investing in the fixed income sector. As part of this work we have engaged with a number -
FCA calls on consumers to act now as PPI complaints deadline pressure builds
As new ads launch today, 90s icon Mr Motivator and personal finance expert Sarah Pennells join ‘Animatronic Arnie’ on FCA’s ‘Pressure’s on Panel’ to help galvanise consumer action The FCA releases latest figures on PPI -
German Property Group (GPG) companies enter preliminary bankruptcy proceedings
Joint statement from the FCA, the FSC) and the Financial Ombudsman Service on an unregulated, overseas property investment scheme. -
FIN074 returns – who needs to complete and why
To work out if your firm needs to pay the Economic Crime Levy, we’ll send you a FIN074 return to complete. If you believe your firm is exempt, contact us. -
Advice firms demonstrate some good practice on due diligence but greater consistency needed
While the focus of the review was advisory firms, we also visited seven external research and due diligence consultancy firms and three product or service providers to understand the wider market ... We did not carry out an assessment of these firms -
FCA announces support for customers who are struggling to pay their mortgage due to coronavirus
FCA announces proposals to support customers struggling to pay their mortgage due to coronavirus (Covid-19). -
FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans
On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013.