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Showing 271 to 280 of 380 search results for We use the complaints data to help assess how well firms.
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Alternative investment fund manager (AIFM) hosting
Information for AIFMs using the host model to manage alternative investment funds (AIFs), known as AIFM hosting. -
Ex post Impact Evaluation Framework – Feedback Statement
This feedback statement summarises views received from our stakeholders after the publication of a discussion paper in April 2018, and our responses to them. -
Apply to become a debt firm
Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration. -
FCA collaborates on new consultation to explore the opportunities of a Global Financial Innovation Network
The FCA has, in collaboration with 11 financial regulators and related organisations, announced the creation of the GFIN -
Professional standards: advisers
FCA provides professional standards that all advisers should meet -
Cryptoasset AML / CTF regime: feedback on good and poor quality applications
Feedback on good and poor quality applications made to the FCA under money laundering regulations. -
Market abuse in a time of coronavirus
Julia Hoggett speaking on market abuse at the Ciy & Financial Global event. -
Primary Market Bulletin 37
In this edition we cover the implementation of our postponed rules that require issuers to publish their annual financial reports. We explain the importance of adequate business continuity procedures and review sponsor requirements to identify and -
Prescribed Persons Annual Report 2022/23
The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023. -
Consumer credit countdown – Review into debt collection practices of payday lenders starts on day one of FCA regulation
But that’s just part of the story; one in three loans go unpaid or are repaid late so we will be looking specifically at how firms treat customers struggling with ... Take on a number of investigations from the outgoing consumer credit regulator, the