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Prisoners, wellness programmes and the rats of Hanoi: why the FCA tests its interventions
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Competition Network conference, London. -
Financial Conduct Authority fines Credit Suisse and Yorkshire Building Society for financial promotions failures
deposit pays the sum of the FTSE returns. -
Consumer Duty: Findings from our review of fair value frameworks
Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty. -
CP13/1: FCA Regulated fees and levies: Rates proposals 2013/14
This CP is relevant to all firms that pay fees and levies to the FCA, the FOS and MoneyHelper (formerly the Money Advice Service). -
The Financial Conduct Authority bans former Deutsche Bank trader, Christian Bittar
The Financial Conduct Authority (FCA) has banned Christian Bittar from performing any function in relation to any regulated financial activity. -
FCA to require insurance firms to publish details of last year’s premium
The proposals aim to address concerns that some consumers pay higher prices if they stay with the same insurer, particularly for a long period of time. -
FCA commences High Court proceedings over unauthorised collective investment schemes
The FCA has commenced High Court proceedings against Mr Robin Forster, Fortem Global Limited and Mr Richard Tasker, over alleged links to investments in care homes in which investors appear to have lost at least £30 million. -
Authorised fund managers’ assessments of fund value 2023
Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules. -
Financial watchdog cracks down on problem firms and supports struggling borrowers
In the past year, the FCA has reduced harm to consumers and businesses by stopping 627 firms, that failed to meet the minimum standards, from operating. -
Coronavirus and 10% depreciation notifications: further temporary measures for firms
This statement is for firms providing portfolio management services or holding retail client accounts that include positions in leveraged financial instruments or contingent liability transactions.