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Information for customers of AFX Markets Limited
On 27 August 2019, the High Court of Justice of England and Wales appointed special administrators to AFX Markets Limited following an application for a special administration order made by the FCA. -
Risk and returns
Understand what we mean by risk, and that the more adventurous you are, the greater the chances that things don’t go the way you want. -
Regulating the funeral plans sector
The FCA regulates pre-paid funeral plans, which means any funeral plan provider or intermediary must be authorised. Find out what this means for your firm. -
Change in Control
Find out when you need to notify us to acquire or change control in a firm that we regulate. -
Enforcement
Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards. -
PS13/7 - FCA regime for consumer credit: interim permission fees [pdf]
This policy statement sets out the fees that we will charge firms that register with us for ‘interim permission’ and which firms will not have to pay these fees.. -
Fair treatment of customers
All firms must be able to show consistently that fair treatment of customers is at the heart of their business model. Learn more about what is expected. -
Register your society
Whether you should register your society and how to do so. -
FCA fines Sesame Ltd for ‘pay-to-play’ arrangements
FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. Press Releases First published:. ... A firm must not pay or accept any fee or commission, or provide or receive any non-monetary benefit, in relation to designated investment business. -
Access to cash coverage in the UK 2021 Q4
The FCA provides an overview of geographical cash access coverage in the UK at the end of the fourth quarter of 2021. This is the fourth in a series of regular updates that will monitor coverage over time.