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The view from the regulator on Operational Resilience
Speech by Megan Butler, FCA Executive Director of Supervision: Investment, Wholesale and Specialist, delivered on 5 December 2019 at 13.30 -
The retail intermediary market 2018
This page provides the FCA's analysis of the intermediary sector in 2018 based on data drawn from the Retail Mediation Activities Return (RMAR). -
Competition and investment banking
For example, firms may buy a product or service that a client doesn’t value, pay too much, or not buy something at all when a client would value it. -
Help is available for those who need it, says FCA
The FCA reminds borrowers they can get help from their lenders if they are struggling to keep up with payments, as it found the number of people struggling to meet bills and credit repayments has risen by 3.1m since May 2022 (10.9m, compared to 7.8m -
Statement on final EBA guidelines on remuneration policies
Firms will not need to change their existing pay practices for the 2016 performance year. -
Skilled person reviews
Find out about skilled person reviews, the Skilled Person Panel, and the number of reviews the FCA commissions. -
Disruptive innovation in financial markets
Speech by Mary Starks, Director of Competition, FCA, delivered at the OECD (Organisation for Economic Cooperation and Development), Paris. This is the text of the speech as drafted, which may differ from the delivered version. -
Redress for Woodford Equity Income Fund investors
Following the announcement of redress as part of their enforcement case against Link Fund Solutions, the FCA explains what this means if you invested in the Woodford Equity Income Fund. -
Enforcement data – Annual Report 2020/21
This FCA enforcement data for the year 2020/21 forms part of the FCA's annual report 2020/21. -
Consumer investments data review 2020
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.