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FCA places restrictions on KBFS Financial Limited
We have imposed a number of restrictions on KBFS Financial Limited preventing it from carrying on any regulated activities and restricting access to its assets. -
Ageing population and financial services
Speech by Linda Woodall, Director of Life Insurance and Financial Advice, delivered at the Ageing Population Occasional Paper launch event. -
Annual returns and accounts: mutual societies
How to submit your annual returns and accounts to the Financial Conduct Authority or the Prudential Regulation Authority. -
Investor engagement in a changing regulatory landscape
Back in 2012, an FSA supervisory review of conflicts of interest in the asset management sector uncovered the increasing use of dealing commissions to pay for this access.When we looked ... at this issue in detail, we had concerns that using this -
Apply to become a pre-paid funeral plans firm
If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply. -
Independent review into the supervisory intervention on Interest Rate Hedging Products
An independent review into the FSA’s – and subsequently the FCA’s – supervisory intervention on the Interest Rate Hedging Products Redress Scheme. We set out our response to the review. -
Hype – spot the signs and manage your FOMO
We look at hype, exploring the factors investors should consider when deciding on an investment, and how to manage your FOMO. -
Independently East Ltd enters compulsory liquidation
Independently East Ltd entered compulsory liquidation following an application made by the FCA. -
Share, bond and boiler room scams
Find out how share and bond scams work, how to avoid them and what to do if you’re scammed. -
Capita Financial Managers to pay up to £66 million for the benefit of investors in the Connaught Income Fund, Series 1
The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low Risk