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Personal investment firms that give bad advice to hold capital for redress
Our proposals to require personal investment firms to set aside capital so that they can cover compensation costs. -
Retail Prices Index changes and DB pension transfer redress
We will amend our Finalised Guidance for firms on how to calculate redress for unsuitable DB transfers in mid-March 2021 to reflect Government changes to the way that the Retail Prices Index (RPI) inflation measure is calculated from 2030. -
Scammers looking to exploit financial stress at Christmas, FCA warns
The FCA warns of the risk of loan fee fraud as almost two-thirds of parents feel pressured to spend above their means at Christmas. -
Moneo Invest (clone of FCA authorised firm)
Moneo Invest (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
Open Finance: an opportunity for financial services
Speech by Sheldon Mills, Director of Competition at the FCA, delivered at The Investments and Savings Alliance (TISA) Open Finance Conference, London. -
PS14/18: Credit broking and fees
PS14/18: Credit broking and fees. Policy statements First published:. 01/12/2014. Last updated: 02/01/2015. PS14/18: Credit broking and fees. Our new rules on credit broking came into effect on 2 January 2015. We have significant concerns about the -
Dual-regulated firms Remuneration Code (SYSC 19D)
How SYSC 19D applies to dual-regulated firms, comprising banks, building societies and PRA-designated investment firms. -
FCA value measures pilot having a positive impact
The FCA has published the second set of data in its general insurance value measures pilot. -
Consumer credit regulation: the journey so far
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Credit Summit 2016 on 7 April 2016. This is the text of the speech as drafted, which may differ from the delivered version. -
Retail Mediation Activity data items: help text
Retail Mediation Activity data items: help text.