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Information for customers of Beaufort Securities Limited (BSL) and Beaufort Asset Clearing Services Limited (BACSL)
Information on what you should do if you were a customer of these firms. -
Keynote address: Financial crime in the FCA world
Speech by Tracey McDermott, Director of Enforcement & Financial Crime, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
TR15/13: Flows of confidential and inside information
It is essential that firms’ senior management pay heed to the findings and messages outlined here, and take the steps necessary to identify and resolve any outstanding issues. -
British Steel pension redress scheme legal challenge dropped
The FCA welcome's the BSAG’s decision to drop the legal challenge against their decision to set up a redress scheme for former BSPS members. -
Review on disclosure of costs by asset managers
We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are. -
PRA and FCA statement on compliance with the EBA Guidelines on Sound Remuneration Policies
Since the introduction of the bonus cap, a number of firms have markedly increased fixed pay as a percentage of total pay, whilst total pay remained stable during the same period. -
What can the consumer credit sector expect from the FCA?
Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London. -
Our Rule Review Framework
The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice. -
General FAQs for policyholders with business interruption insurance
Guidance on how to make a claim and more information on clauses. -
Dharam Prakash Gopee guilty of acting as an illegal money lender
The trial of Dharam Prakash Gopee concluded today at Southwark Crown Court with the jury returning a guilty verdict to the charges brought by the FCA.