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Showing 461 to 470 of 902 search results for Your insurance broker.

  1. Financial promotions quarterly data 2022 Q3

    Data Published: 04/11/2022 Last modified: 03/02/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022.

  2. Retirement Income Advice Assessment Tool (RIAAT)

    Published: 20/03/2024 Last modified: 20/03/2024
    De

  3. KBP Insurance Service Limited aka KBP Financial Services Limited (clone of FCA authorised firm)

    Warnings Published: 12/04/2013 Last modified: 13/09/2014
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  4. Global regulation in the post-crisis era

    Speeches Published: 30/06/2016 Last modified: 01/07/2016
    Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

  5. Wholesale Conduct Risk

    Speeches Published: 24/07/2015 Last modified: 24/07/2015
    Again I return to the point that conduct risk is an inherent risk to your balance sheet. ... Cultural programmes should help connect the dots – it is about seeing what you do in context, creating the right narrative about your purpose.

  6. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

  7. Glory Finance (Clone) (clone of FCA authorised firm)

    Warnings Published: 29/08/2018 Last modified: 21/11/2020
    Glory Finance (Clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  8. UK FinTech: Regulating for innovation

    Speeches Published: 23/02/2016 Last modified: 23/02/2016
    Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the FCA’s event on UK FinTech: Regulating for innovation on 22 February 2016. This is the text of the speech as drafted, which may differ from the delivered

  9. Perry Prowse (Insurance Consultants) Ltd has entered into liquidation

    Statements Published: 29/01/2020 Last modified: 29/01/2020
    Perry Prowse (Insurance Consultants) Ltd has entered into liquidation

  10. Alliance Credit Insurance (clone of FCA authorised firm)

    Warnings Published: 09/02/2011 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.