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Showing 651 to 660 of 902 search results for Your insurance broker.

  1. Culture and conduct - extending the accountability regime

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London.

  2. Information for customers of AFX Markets Limited

    News stories Published: 27/08/2019 Last modified: 16/10/2020
    On 27 August 2019, the High Court of Justice of England and Wales appointed special administrators to AFX Markets Limited following an application for a special administration order made by the FCA.

  3. DP22/6: Future Disclosure Framework

    Discussion papers Published: 13/12/2022 Last modified: 13/12/2022
    The way consumers buy retail investments is evolving. Give your views on how we prepare retail disclosure for the future.

  4. CP23/24: Capital deduction for redress: personal investment firms

    Consultation papers Published: 29/11/2023 Last modified: 25/03/2024
    We are consulting on proposals to require personal investment firms (PIFs) to be more prudent and set aside capital for potential redress liabilities at an early stage

  5. Information on millionaire pensions - March 2022

    FOI Release Date of Release: 30/03/2022
    The FCA answers multiple questions regarding £1 million and over pensions.

  6. Data on Skilled Persons Reports 2013-2021 - March 2022

    FOI Release Date of Release: 11/03/2022
    The FCA provides data on Skilled persons reviews commissioned under section 166 of the Financial Services and Markets Act 2000 (FSMA).

  7. RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs

  8. Realising the benefits of purposeful leadership

    Speeches Published: 01/11/2018 Last modified: 01/11/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham.

  9. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

  10. Wealth Management Association (formerly APCIMS) speech

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version.