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Showing 701 to 710 of 902 search results for Your insurance broker.
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Excess Protection Limited t/a Car Hire Insurance 4U (www.carhireinsurance4u.com)
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
Insights from the Cyber Coordination Groups
Insights from the Cyber Coordination Groups -
PS21/11: General insurance pricing practices - amendments
In May 2021, we published PS21/5 which set out our final rules to address the harm we had found in our GI Pricing Practices Market Study. On 18 August, we published PS21/11, making minor changes to these rules. -
FG15/7 - Guidance on financial crime systems and controls
In November 2014, we consulted on proposed examples of good practice from two thematic reviews that considered small banks’ anti-money laundering and financial sanctions, and small commercial insurance brokers’ -
Information on insider dealing and breaches of the FCA Handbook - May 2022
The FCA provides information on Number of people sanctioned, fined, reprimanded or excluded for breaching FCA Handbook Rules and insider dealing. -
Dolfin Financial (UK) Ltd enters Special Administration
Following an attempt to wind down solvent, the directors of Dolfin Financial (UK) Limited have applied to the Court to place the firm into Special Administration. -
Information on Anti Money Laundering investigations in 2021 - February 2022
The FCA answers multiple questions regarding AML investigations in 2021 and enforcement actions. -
The Alberto Marco Group (clone of FCA authorised firm)
The Alberto Marco Group (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and -
Former Moore Capital trader pleads guilty to insider dealing
In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing -
Atlantic Assets Trust (clone of EEA authorised firm)
Atlantic Assets Trust (clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and