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CP18/14: Quarterly Consultation Paper No 21
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
Caversham Finance Limited t/a BrightHouse enters administration
Caversham Finance Limited t/a Brighthouse enters administration: information for consumers -
CP16/15: Capping early exit pension charges
treatment of long-standing customers in the life insurance sector. ... We will publish feedback on responses and issue a Policy Statement once we have reviewed your comments. -
CP15/32: Smarter Consumer Communications: Removing certain ineffective requirements in our Handbook
The proposal to remove the requirement for firms to produce a CFPPFM will be of direct interest to insurance companies operating with-profits business, their customers, potential customers and firms providing ... The proposal to delete the IDD and CIDD -
CP17/39: Quarterly Consultation Paper No 19
EG, alongside other miscellaneous changes, to ensure full implementation of the Insurance Distribution Directive. ... regulatory reporting requirements. This will be relevant if you or your firm has any interest in the subjects mentioned above. -
SM&CR categorisation for solo-regulated firms
Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this. -
Astuto Insurance
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
CP24/7: Payment Optionality for Investment Research
We are consulting on giving UK buyside firms – asset managers and others – greater flexibility on how they can purchase such research -
Information on Firms offering unit-linked products - January 2020
FCA provides information on firms who are offering unit-linked products. -
Stock Plus / stockplus-it.com (Clone of FCA Authorised Firm)
Stock Plus / stockplus-it.com (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised