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Showing 861 to 870 of 902 search results for Your insurance broker.

  1. PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II

    Policy statements Published: 16/12/2015 Last modified: 26/05/2016
    If your firm is affected by these changes, you will need to ensure that you are ready for their coming into force from 7 March 2016. ... Read our FCA Insurance Accountability pages for more details around timetable for NDFs.
  2. Cancellations and refunds: helping consumers with rights and routes to refunds

    Policy and guidance Guidance consultations Published: 31/07/2020 Last modified: 07/08/2020
    We are consulting on guidance for firms to help their customers identify their quickest and easiest options to claim for any cancelled travel or events caused by coronavirus (Covid-19).
  3. PS22/5: New cancellation and variation power: Changes to the Handbook and Enforcement Guide

    Policy statements Published: 19/05/2022 Last modified: 10/11/2023
    We are changing our Handbook and Enforcement Guide to give guidance on our new power to cancel or vary the statutory permissions of many FCA-authorised firms.
  4. PS22/13: Calculating redress for non-compliant pension transfer advice 

    Policy and guidance Policy statements Published: 28/11/2022 Last modified: 05/04/2023
    We set out the changes to our methodology for calculating redress for consumers who suffered financial loss from transferring from a defined benefit to a defined contribution pension scheme following non-compliant advice. This includes former
  5. How can we ensure that Big Data does not make us prisoners of technology?

    Speeches Published: 11/07/2018 Last modified: 11/07/2018
    Speech by Charles Randell, Chair, Financial Conduct Authority and Payment Systems Regulator, delivered at Reuters Newsmaker event, London.
  6. TenetConnect Limited (TCL) and TenetConnect Services Limited (TCSL) enter administration

    Firms in administration News stories Published: 05/06/2024 Last modified: 05/06/2024
    TCL and TCSL oversaw networks of financial advisers, who operated as appointed representatives.
  7. Consumer warning on Falcon Financial Solutions Ltd and Thestral Financial Services Ltd

    News stories Published: 31/01/2022 Last modified: 31/01/2022
    We have removed permissions from Falcon Financial Solutions Ltd and Thestral Financial Services Ltd. They are no longer permitted to carry out any regulated activities.
  8. CP15/4: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers

    Consultation papers Published: 23/02/2015 Last modified: 23/02/2015
    This consultation paper proposes a set of rules that will apply to UK banks, building societies, credit unions, PRA-designated investment firms and insurance and reinsurance firms, including third country branch ... We want to know what you think of our
  9. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

    Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
    providers of professional indemnity insurance (PII) to PIFs. providers of investment platform, professional and other services to PIFs. ... To get an idea of what your capital resources requirement would be under these proposals, try our online calculator
  10. Immediate Matrix (Clone of FCA Authorised Firm and Previously Authorised EEA Firm)

    Warnings Published: 09/02/2024 Last modified: 09/02/2024
    Immediate Matrix (Clone of FCA Authorised Firm and Previously Authorised EEA Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with