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Showing 392 to 401 of 462 search results for about Brexit from EEA regulators.

  1. Notification and disclosure of net short positions

    Markets Short selling Published: 08/05/2016 Last modified: 15/04/2024
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.
  2. One Option Finance Ltd (Clone of FCA authorised firm)

    Warnings Published: 02/10/2013 Last modified: 03/10/2013
    We believe fraudsters are using the details of an authorised firm to try to convince people that they are genuine. See how to protect yourself from scammers of this ‘clone firm’.
  3. CP Brokers (clone of FCA authorised firm)

    Warnings Published: 21/05/2014 Last modified: 03/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  4. FCA and Practitioner Panel publish findings from 2019 joint survey

    News stories Published: 31/07/2019 Last modified: 01/08/2019
    The FCA and the Practitioner Panel have published a report from their 2019 joint survey of FCA-regulated firms. The survey gives views across the financial services sector of the FCA's performance as a regulator. It provides important information to
  5. Moneycorp life and wealth investment Management (Clone of EEA authorised firm)

    Warnings Published: 12/10/2020 Last modified: 12/10/2020
    Moneycorp life and wealth investment Management (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with
  6. Parilease Wealth / Parilease (UK) Wealth Management (clone of EEA authorised firm)

    Warnings Published: 08/09/2020 Last modified: 08/09/2020
    Parilease Wealth / Parilease (UK) Wealth Management (clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with
  7. A.M. Donati Wealth Management (clone of FCA authorised firm)

    Warnings Published: 02/07/2020 Last modified: 02/07/2020
    A.M. Donati Wealth Management (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised
  8. Consumer investments data review 2020

    Data Published: 18/01/2021 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.
  9. Innovation & Regulation: Partners in the success of Financial Services

    Speeches Published: 10/06/2022 Last modified: 19/08/2022
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at Money 2020 Amsterdam
  10. Where next for investment and asset management regulation?

    Speeches Published: 28/09/2017 Last modified: 02/10/2017
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.