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Showing 1 to 10 of 53 search results for about Occasional Papers and read our disclaimer.

  1. Occasional Paper No. 24: Behaviour and compliance in organisations

    Occasional papers Published: 16/12/2016 Last modified: 16/12/2016
    This paper discusses the factors that influence effective compliance and provides suggestions for how regulators and firms can improve levels of compliance.

  2. Occasional Paper No. 27: Benchmark regulation and market quality

    Occasional papers Published: 03/07/2017 Last modified: 03/07/2017
    In this paper, we examine the implications of the benchmark regime change in the interest rate swap market on underlying market conditions.

  3. Occasional Paper No. 30: Best buys and own brands: investment platforms’ recommendations of funds

    Occasional papers Published: 09/08/2017 Last modified: 10/08/2017
    In this paper, we examine the drivers, impact, and performance of investment platforms’ best buy lists.

  4. Occasional Paper No. 25: Incentivising compliance with financial regulation

    Occasional papers Published: 16/12/2016 Last modified: 16/12/2016
    This paper looks into the basic economic theory of incentives and how they can be used to enhance compliance in financial regulation.

  5. Occasional Paper No. 22: Price discrimination and cross-subsidy in financial services

    Occasional papers Published: 21/09/2016 Last modified: 06/03/2017
    Occasional Papers contribute to the work of the FCA by providing rigorous research results and stimulating debate. ... To the extent that Occasional Papers contain any errors or omissions, they should be attributed to the individual authors, rather than

  6. Occasional Paper No. 29: Aggregate market quality implications of dark trading

    Occasional papers Published: 01/08/2017 Last modified: 01/08/2017
    In this paper, we examine the impact of dark trading on aggregate market quality in the UK.

  7. Occasional Paper No. 26: From advert to action: behavioural insights into the advertising of financial products

    Occasional papers Published: 12/04/2017 Last modified: 21/07/2017
    How are we affected by financial advertising? What do we pay attention to and when might we be misled? In this paper we explore the science of advertising to answer these questions.

  8. Occasional Paper No. 21: Asymmetries in Dark Pool Reference Prices

    Occasional papers Published: 15/09/2016 Last modified: 15/09/2016
    Occasional Paper No. 21: Asymmetries in Dark Pool Reference Prices. Occasional papers First published:. ... Occasional Papers contribute to the work of the FCA by providing rigorous research results and stimulating debate.

  9. Occasional Paper No. 23: Full disclosure: a round-up of FCA experimental research into giving information

    Occasional papers Published: 23/11/2016 Last modified: 23/11/2016
    This paper describes the results of eight experiments into giving information carried out by the FCA.

  10. Occasional Paper No. 18: Market-Based Finance: Its Contributions and Emerging Issues

    Occasional papers Published: 26/05/2016 Last modified: 02/09/2016
    Occasional Paper No 18: Market-Based Finance: Its Contributions and Emerging Issues (PDF). ... We have published this Occasional Paper alongside an articleThe paper has three broad objectives:.