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Showing 142 to 151 of 673 search results for about our complaints data section for information.

142. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

143. Lloyds Guarantee Section Bank

     Warnings Published: 01/04/2013 Last modified: 15/04/2021
     Lloyds Guarantee Section Bank is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

144. Katherine of Alexandria Ltd – options for investors

     News stories Published: 25/02/2016 Last modified: 26/02/2016
     We looked into Katherine of Alexandria Ltd to see if it was breaching our rules. ... Compensation Scheme if things go wrong or if they have a complaint against the firm.

145. Annual accounts and reports

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Find out more about sending annual accounts and reports, including where to find and submit your form online.

146. Request for Martin Wheatley emails on IRHP - April 2022

     FOI Release Date of Release: 21/04/2022
     The FCA provides emails to and from the email account of Martin Wheatley in which the interest rate hedging product (IRHP, swaps) review was referred to between 1 January 2013 and 1 July 2013.

147. Independent investigation into London Capital & Finance

     Last modified: 23/02/2023
     Read the report of the independent investigation into the events relating to the FCA’s regulation of London Capital & Finance (LCF) following the firm’s failure.

148. Technical information on RMAR source data

     Data Published: 06/06/2019 Last modified: 03/08/2023
     The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the

149. Mortgage lending & administration data items: FAQs

     Tasks for regulated firms Published: 06/05/2016 Last modified: 13/06/2022
     Mortgage lending & administration data items: FAQs

150. CP14/5: Changes to regulatory reporting: Adviser and consultancy charging, Authorised Professional Firms (APFs) and Product Sales Data (PSD)

     Consultation papers Published: 07/03/2014 Last modified: 30/08/2015
     This Consultation Paper (CP) forms part of our ongoing review of reporting as part of our data strategy. ... We currently collect adviser charging and consultancy charging data from investment advice firms through Sections K and L of the RMAR.

151. Information on the Future Fund Programme admistered by the British Business Bank - August 2021

     FOI Release Date of Release: 02/08/2021
     The FCA provides information on the Future Fund Programme which is administered by the British Business Bank.

152. Market data reporting and MDP

     Markets Published: 04/09/2016 Last modified: 09/05/2024
     The Market Data Processor (MDP) system allows entities to submit and access market data. Find out more about who it applies to and how on-boarding works.