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Showing 172 to 181 of 673 search results for about our complaints data section for information.

172. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

173. Waivers and modifications by consent

     Tasks for firms Published: 07/05/2015 Last modified: 03/05/2024
     We provide a number of waivers and modifications by consent for different firms. Learn more about each one and the types of firm that are eligible.

174. Market abuse

     Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
     Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

175. FCA Innovation Hub survey

     Last modified: 27/03/2022
     Please help us to continue improving our website by completing this short survey. ... See our privacy notice for more information about the way we use the personal data collected in this form.

176. Coronavirus (Covid-19): Information for firms

     Firms Focus areas Published: 17/03/2020 Last modified: 29/07/2022
     Our expectations for firms during the coronavirus pandemic, and the measures we’ve put in place to make sure customers are protected.

177. Client money and assets reporting

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR.

178. About our complaints data

     Data Published: 06/05/2016 Last modified: 19/10/2023
     This page provides more information about how the FCA collects and reports complaints data.

179. Transaction reporting

     Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
     We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

180. The end of the EU withdrawal transition period

     Firms Focus areas Consumers Published: 20/12/2019 Last modified: 18/11/2021
     Following the end of the Brexit transition period, EU law no longer applies in the UK. Find out what this means for the FCA, firms and consumers.

181. Dealing with firms based in Gibraltar

     Consumers Published: 19/06/2024 Last modified: 19/06/2024
     Check if you’re protected and how to complain if you're dealing with a Gibraltar-based firm that’s passporting into the UK.

182. FCA Connect

     Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
     FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.