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Showing 202 to 211 of 673 search results for about our complaints data section for information.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Transparency

    About us How we operate Published: 05/04/2016 Last modified: 13/02/2023
    The FCA sets out to be open and accountable, so we can be scrutinised by consumers, firms and Parliament.

  3. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.

  4. Complaints data: July to December 2015

    News stories Published: 30/03/2016 Last modified: 16/10/2020
    View the data and the most complained about firms and financial products for July to December 2015.

  5. Who we work with

    About us How we operate Published: 19/04/2016 Last modified: 19/07/2022
    Find out more about the UK agencies, government departments, Designated Professional Bodies and other regulators the FCA cooperates with.

  6. FG17/8: Streamlined advice and consolidated guidance

    Finalised guidance Published: 28/09/2017 Last modified: 11/05/2018
    This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation.  We have updated it to include guidance from our Advice Unit in response to queries received from

  7. Former Investment Portfolio Manager charged with insider dealing

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has instituted criminal proceedings against Mark Alexander Lyttleton (date of birth 9 June 1971), a former Investment Portfolio Manager at Blackrock Investment Management (UK) Ltd.  Mr Lyttleton is charged with

  8. Aggregate complaints data: 2022 H1

    Data Published: 20/10/2022 Last modified: 27/04/2023
    This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2022, between between 1 January and 30 June 2022. This includes the latest trends and analysis by product group.

  9. Information on current financial difficulties- November 2022

    Cost of living Firm and market data Published: 18/11/2022 Last modified: 09/01/2024
    FCA provides information on current financial difficulties.

  10. Aggregate complaints data: 2021 H1

    Data Published: 28/10/2021 Last modified: 28/04/2022
    This page focuses on complaints that financial services firms reported to us during the first half (H1) of 2021, between 1 January and 30 June 2021. This includes the latest trends and analysis by product group.

  11. We confirm periodic review of pension transfers redress guidance

    Life insurers and pension providers Statements Published: 01/09/2021 Last modified: 09/11/2022
    This statement confirms that the FCA intends to start a periodic review of the redress guidance by the end of 2021 and sets out its expectations of firms while the review is ongoing.
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