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Showing 262 to 271 of 673 search results for about our complaints data section for information.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. The FCA publishes data on complaints and redress for the first half of 2013

    Press Releases Published: 16/10/2013 Last modified: 16/10/2013
    1,425. Close. The latest complaints data, including information on individual firms, types of product, case handling and redress. ... You can find more information about the FCA, as well as how it is different to the PRA, on our website.

  3. The retail intermediary market 2020

    Data Published: 29/07/2021 Last modified: 21/07/2022
    This page provides the FCA's analysis of the intermediary sector in 2020 based on data drawn from the Retail Mediation Activities Return (RMAR).

  4. Whistleblowing quarterly data 2022 Q4

    Data Published: 04/05/2023 Last modified: 04/05/2023
    Our data shows the number of new whistleblowing reports the FCA received in October to December 2022 and the allegations they featured.

  5. Financial promotions quarterly data 2021 Q4

    Data Published: 03/02/2022 Last modified: 27/04/2022
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 2021 Q4.

  6. Review of TCFD-aligned disclosures by premium listed commercial companies

    Multi-firm reviews Published: 29/07/2022 Last modified: 05/08/2022
    Following the introduction of a climate-related disclosure rule as a first step to improving the quality and quantity of disclosures across the corporate sector, we outline our preliminary observations and reiterate our expectations.

  7. Whistleblowing quarterly data 2024 Q1

    Data Published: 11/06/2024 Last modified: 14/06/2024
    The data shows the number of new whistleblowing reports the FCA received between January and March 2024 and the allegations they featured.

  8. Consumer credit reporting

    Tasks for regulated firms Published: 11/05/2015 Last modified: 09/02/2023
    Find out the reporting requirements for firms authorised to carry out regulated consumer credit activities.

  9. Whistleblowing quarterly data 2022 Q2

    Data Published: 07/10/2022 Last modified: 07/10/2022
    Our data shows the number of new whistleblowing reports the FCA received in April to June 2022 and the allegations they featured.

  10. Two charged with insider dealing

    Press Releases Published: 16/06/2017 Last modified: 16/06/2017
    The Financial Conduct Authority (FCA) has instituted criminal proceedings against Fabiana Abdel-Malek (date of birth 17/09/1982), a former compliance officer employed by UBS AG’s London Branch and Walid Anis Choucair (date of birth 04/03/1979)

  11. The compliance function in wholesale banks

    Multi-firm reviews Published: 23/11/2017 Last modified: 28/11/2017
    We recently reviewed the compliance function in wholesale banks. This note summarises what we were told and some of our own observations. We also include more detailed information from our questionnaire.
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