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Showing 352 to 361 of 673 search results for about our complaints data section for information.

  1. Our innovation services

    Firms Published: 27/03/2022 Last modified: 01/08/2023
    The FCA promotes innovation by offering a range of market facing tools and services for innovative firms. Find out more about the support on offer.
  2. Mortgages and coronavirus: updated guidance for firms

    Policy and guidance Finalised guidance Published: 01/06/2020 Last modified: 17/08/2021
    FCA update to our guidance for firms on mortgages and coronavirus
  3. Senior Managers and Certification Regime

    Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
    The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.
  4. Overseas appointed representatives

    Tasks for firms Published: 27/06/2024 Last modified: 27/06/2024
    Read more about the challenges and expectations for principal firms with overseas appointed representatives (OARs).
  5. Regimes for EEA firms and investment funds that passported into the UK

    Firms Focus areas Published: 31/12/2020 Last modified: 13/03/2024
    EEA-based firms and investment funds can no longer passport into the UK. Find out about the regimes that help those firms operate or wind down their business.
  6. Connaught Income Series 1 Fund — update to investors

    News stories Published: 29/01/2016 Last modified: 05/12/2016
    More information about the ombudsman service is available on its website. ... More information about the FSCS is available on its website.
  7. Financial promotions data 2022

    Data Published: 03/02/2023 Last modified: 03/02/2023
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.
  8. Information on crypto asset firm registrations and investigations - April 2022

    FOI Release Date of Release: 07/04/2022
    The FCA provides information relating to cryptoasset firms.
  9. Institutional disclosure working group

    Investment managers Published: 08/09/2017 Last modified: 16/02/2023
    See how the institutional disclosure working group made its recommendations to the FCA in June 2018.
  10. Forthplus Pensions Limited in administration – advice on next steps and how to protect yourself from scams

    News stories Published: 20/10/2021 Last modified: 24/03/2022
    On 18 October 2021 the directors of Forthplus Pensions Limited, appointed Andrew Poxon, Alex Cadwallader and Barry Stewart of Leonard Curtis Business Solutions Group as joint administrators.